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British Medical Bulletin 57:17-32 (2001)
© 2001 Oxford University Press
Recent developments in understanding the psychosocial aspects of depression
Socio-Medical Research Centre, Academic Department of Psychiatry, St Thomas' Hospital, London, UK
| Abstract |
|---|
Recent advances in the psychosocial understanding of depression have elaborated an already complex aetiological model. Yet each new strand seems to echo, and forge links with, themes uncovered earlier, making it easier to see what is common about the 'final common pathway' to onset. For example, although recent stressors have for some time been recognised predictors of onset, new insights about the origins of these stressors have overlapped with other new work on depression and childhood adversity to identify a group who 'produce' their own severe life events in response to early negative experience. And recent studies have traced the well-known gender difference in depressive prevalence to differences both in gender role involvement with the provoking life events and in styles of support-seeking/support-giving. What emerges is the powerlessness, loss and humiliation characterising the final pathway. Both naturalistic studies and controlled trials suggest that psychosocial situations reflecting the opposite emotional meaning, that is new hope, characterise a similar pathway to remission. Conclusions speculate whether awareness of this pathway might enhance purely pharmacological treatment.
| Introduction |
|---|
For some years now, lip service has been paid to a tripartite biopsychosocial model of human development and disease, but the full-scale integration of perspectives implied by such homage is still slow to come about in practice: research, and thus understanding, is still by and large boundaried by the academic departments through which funding is administered. The topic of depression is no exception: even within the social part of the triad, epidemiological and sociological research workers do not always attempt a shared vision and, while respectful of each others' contributions, authors of pharmacological and psychological papers rarely bother to include each other's predictors as control variables in models of depressive onset or remission. The last decade has, however, seen more of a rapprochement between those investigating the disorder via the impact of the social outer world and those mapping its relation to the psychic inner world, with the epithet psychosocial increasingly correctly describing such work. This convergence has perhaps occurred more frequently in the context of intervention projects attempting to promote recovery where theory is inevitably forced to reshape itself in relation to the buffets incurred in trying to change the world. But it is more appropriate to begin with an account of recent advances in the aetiological theories on which these interventions were based, even though space limitations mean it is impossible to do justice to the wealth of recent evidence.
| Differential prevalence and current environmental precipitation or adversity |
|---|
An integral part of the multidisciplinary perspective on the aetiology of depression was a view that there existed a final common pathway1
Social class differences: the role of severe life events
Other chapters have focused on cultural differences in rates of depression so these will not be discussed here. Suffice it to say that demographic differences in rates of depression noted in the 1970s, such as higher rates in the lower social status groups, continue to be reported3
,4
.
However, often there is no further examination of variables which could explain such demographic differences (see comments in Van Os5
), only a brief reference to (unmeasured) poverty or lack of education. However, work in the 1970s had already pinpointed severe life events and ongoing difficulties as the key determinants of class6
and urbanrural7
,8
differences, so it is fitting to turn to these next.
Life events and meaning
Humiliation/entrapment (H/E) and depressive onset
Reworking qualitative data on individuals' experiences of stress has brought new insights. First the severe events6
or events with negative impact9
identified as preceding depressive onset have been examined in more detail and categorised according to their emotional meaning in order to note any match with prior vulnerabilities: whereas attention used to be specially given to events involving loss, either of person, object or of cherished idea, later refinement identified experiences of humiliation or entrapment as particularly prominent before depressive onset among the losses of cherished idea10
. Those losses which did not involve humiliation for example redundancy and temporary unemployment as a result of a large firm going bankrupt, a loss for which the interviewee would, therefore, not be held to blame were followed by a much lower rate of depressive onset (13% as compared with 31%). The match between the shamefulness of such events and the shame felt by people with low self esteem, whose vulnerability to depression was already acknowledged, encouraged a perspective akin to that of Gilbert's insights about shame and depression11
and to evolutionary theory12
with its challenging notions that depression has proved a condition of great functional benefit for the survival of the human species.
Fresh start experiences and remission from depression
Even more thought-provoking was the investigation of the meaning of those fresh start experiences which, more often than not, preceded depressive remission13![]()
![]()
16
. Although all these data were collected retrospectively, the time order between these and remission, and the high proportion of such events which were independent of the subject's agency, lent plausibility to this being the effect of the environment on pathology. It seemed fresh starts were the mirror image of those producing the generalised hopelessness of Beck's depressive cognitive triad2
. They either involved events like starting a new job after months unemployed, starting a course after years as a housewife, establishing a regular relationship with a new boy friend/girl friend after many months single, or the reduction of a severe difficulty, usually with interpersonal relationships, housing or finance. They seemed to embody the promise of new hope against a background of deprivation. It was notable that even for women who continued to experience difficulties of a depressogenic severity in one life domain such as marriage, a fresh start in another life domain starting an access course often seemed to tip the balance and set them on course for remission.
Event production
One recent important elaboration of the psychosocial model of depression has been the quest for the origins of the severe life events that had emerged as so crucial before onset17
. For this it became important to distinguish events brought about by the persons themselves (variously contingent, controllable or dependent events) from those coming, as it were, from outside (independent or uncontrollable events)18
. Unsurprisingly, one set of sources was identified as environmental with not only social class position and inner-city residence as critical influences, but also certain past experiences (see below): people in some environments seemed to have mounted a conveyor belt to continued adversity from which they could only exit with extraordinary effort. Of other more internal sources considered, depression itself was a prime candidate, either previous19
,20
or current21
. High neuroticism scores were also found to be highly predictive22![]()
24
along with extraversion25
. One longitudinal study was able to predict adult severe events by teenage behaviour problems measured on the Rutter B scale26
. A similar predictor was current dramatic (cluster B) personality disorder which nearly doubled the rate of humiliation/entrapment (H/E) events, and quadrupled the rate of contingent H/E events27
. Studies with twin pairs also found that the controllable events were the ones particularly due to genetic influence28
, or, in the terminology of another genetic study, personal as opposed to network events24
. Personality traits such as impulsiveness, frustration tolerance and risk taking were suggested as the possible genetically influenced origins of these events. It was rare for studies to pursue the possible origins of such traits in yet earlier experiences of events (see below on childhood adversity)27
.
Social capital
One new way of looking at demographic differences which seems to span this divide between an individual's events/difficulties and the more epidemiological features of a locality is to incorporate the notion of social capital, a concept rapidly gaining credence in the public health field as New Labour has invited Putnam29
to give seminars in Downing Street. Defined30
as consisting of features of social organisation such as trust between citizens, norms of reciprocity and group membership that facilitate collective action, it is conceivable as a factor (low levels of which could act to provoke depression independently of actual personal experiences): living in an area with many burglaries/assaults might prove depressogenic even in the absence of actual experience of these by the subject or his immediate neighbours (only the latter would count as on-going difficulties/events)31
. Initial investigations in relation to mental health are still being analysed although one study reports that the social milieu can be protective against depression32
. This promises to be an area of interesting data in the next few years.
Endogenous depression
Before leaving the topic of environmental provocation of depression, it is perhaps important to mention the classic debate concerning depressive subtype. According to mid-20th century orthodoxy, syndromes involving the more vegetative symptoms such as early waking, morning worsening and lack of reactivity were endogenous in the sense of lacking environmental provocation. Standardisation of life event measures had produced data that caused a radical reconsideration of this perspective6
,33
with one team even changing sides when their second data set challenged the orthodox view supported by their first34
,35
. Yet, despite the new consensus, there was still a sense that depressions without this type of provocation did often show the specified symptom pattern. New light was thrown on the puzzling inconsistency of previous results by the reports in two data sets of different rates of provocation between first and subsequent melancholic episodes, with experience of at least one severe event for first melancholic episodes as high as for all with neurotic depression36
,37
. It was suggested that the lower percentages for later melancholic episodes resembled Post's work on the role of sensitisation, or scarring, after a first episode, particularly for bipolar disorder38
.
| Differential prevalence and past adversity |
|---|
The 1990s placed childhood sexual abuse in the forefront of attention as a source of adult mental health problems. But it was important to heed, but not outdo, earlier scepticism concerning the frequency of such abuse which some attributed to retrospectively distorted accounts of childhood39
Parallel work on the effects of maternal depression on children's emotional and cognitive development seemed to be echoing this theme: it seemed that a rearing style involving neglect or abuse was often a corollary of a mother's depression60
(see Murray & Cooper61
for key references). A number of alternative models have been elaborated to explain these aetiological pathways: most involve long-term damage to self-esteem or to attachment style (and thus to the ability to access emotional support) as a result of the early toxic relationships with key care-givers, the two factors mentioned above in connection with the final common pathway to depressive onset62
,63
. It is in the context of interventions with postnatally depressed mothers that these models can best be evaluated.
| Differential prevalence and gender |
|---|
The flood of evidence linking depression with childhood adversity suggested the possibility that this might be able to account for one of the best established associations between the disorder and sociodemographic factors the 2-fold greater prevalence among women. Could this be due to a greater tendency for girls to suffer childhood abuse? Pathare and Craig investigated this possibility in a series of 83 brothersister pairs47
A more promising avenue for the exploration of gender differential rates came from a study of couples selected for experience of a shared severe life event in order to compare the ways in which women would respond differently from men65
. Similarity of experience was maximised by excluding couples where the event was severe for one but not for the other (for example the death of one spouse's sibling would only be severe for the other in unusual circumstances). Among those with severe events involving work or marriage, rates of depression were much the same, but among the 47 couples with events concerning children, reproduction or housing, the expected higher female rate was found, and it was possible to relate this to women's higher rate of commitment' and involvement in such domains. For 13 of these 47 crises, role salience was rated considerably less given the relatively greater involvement of the male partner in the home, and here there was no difference in rate of depressive onset. In this series, gender differences in social support were also interesting66
: while a supportive marriage was protective for both, women expressed greater need for support within marriage, and were also more likely to seek support from close relationships outside marriage. Receiving support from outside marriage, which was protective for women, was associated with higher depression among men. The authors speculate that this may be due to men feeling more demeaned by confiding their emotions and so postponing support seeking until they are under more emotional pressure to do so, that is, perhaps, until depressive disorder has already begun.
One final comment: these findings concerning the types of provoking events that account for gender differences in depression must have a bearing on recent reports of single mothers as even more prone to depression than other mothers, through their higher rates of H/E events and their lower levels of self-esteem and social support67
. An empirical investigation of maternal depression and factors associated with it in child and family care social work highlighted the high proportion both of depression and of lone mothers (either divorced or always single) among this client group, along with a higher number of problems with parenting and behavioural difficulties with children68
. Despite this high frequency, social workers were very poor at identifying depression and their interventions did not differ in any marked respect compared to families without depressed mothers.
| Differential prevalence and social support with adversity |
|---|
Confirmation of the key protective role of social support has continued69
| Psychosocial interventions for depression |
|---|
The rise of evidence-based medicine has brought a wave of specialist treatment trials in the last decade, many of which are reviewed in other papers in this issue. Although from the inter-disciplinary point of view, there is an impressive number of comparisons of antidepressants with psychological treatments such as cognitive-behavioural therapy (CBT) and interpersonal therapy (IPT), any more social aspects of these psychological interventions are ignored in the write-ups (see critique in Parry74
Certainly notions concerning the preventive role of social support have been the prime inspiration of the various social, as opposed to psychological therapy, interventions reported. Translated into more communitarian life-span versions, they have also underpinned a number of recent government initiatives in the Health Action Zones, such as Sure Start, which targets children under 4 years and their mothers living in disadvantaged areas as an investment in the mental health of its future citizens. It aims to use health visitors to promote support and positive parenting groups to halt the intergenerational spiral whereby maternal depression promotes child disturbance which in turn exacerbates maternal depression. Many such schemes are too recent for serious evaluation here, but evaluations of similar interventions deserve attention not only for their contribution to understanding depression but also for their promise in defeating it.
One RCT with a chronically depressed elderly group in London suggested that regular visits from a community nurse providing emotional support had contributed substantially to remission79
. Another RCT in an adjacent London borough with 86 chronically depressed women, using volunteer befrienders given minimal supervision by social-worker counsellors, found an effect of similar size (65% versus 39%)80
. The latter study specifically measured the degree of support offered throughout the period by the volunteers, from the perspective of both befriendee and befriender, for which there was high agreement. This was indeed identified as a mediating factor81
, but absence of any new severe stressor and presence of fresh-start events during follow-up, as well as baseline attachment style, were also needed to model remission82
.
Another set of interventions with postnatally depressed mothers, explicitly targeted at different components of the correlations between maternal and infant moods, behaviours and interactions, came up with the surprising finding that all interventions, whether focused on the depression or the motherchild interaction, were equally effective at relieving depression but equally ineffective in influencing motherchild interaction or infant behaviour61
. This Cambridge Treatment Trial included two groups identical to an earlier trial that had identified 8 weekly non-directive counselling sessions by health visitors as a significant improvement over routine primary care (69% versus 38% remission), but added two extra intervention groups involving 42 with CBT and 48 with a form of dynamic psychotherapy in which an understanding of the mother's representation of her infant and her relationship with him was promoted by exploring aspects of the mother's own early attachment history. A later intervention by all health visitors working in the Cambridge National Health Service sector with a 6 half-day training in basic counselling skills and basic cognitive-behavioural strategies essentially replicated the Cambridge controlled trial83
. Murray and Cooper61
comment that a common feature of all the treatments was that they provided women with an opportunity to discuss their problems managing their infants and it is conceivable that this opportunity enabled therapeutic change of this dimension. However, it is important to mention here one negative result for depression in Canada, a comparison of 8 social support group therapy sessions with a no-intervention group, although there was some evidence of an effect on motherinfant interaction84
.
Another set of interventions, focused on children in contexts liable to promote childhood depression or behavioural problems, such as bereavement (24 intervention families and 31 controls) or parental separation (34 and 36), also provided theoretical insights85
. For the first, the intervention consisted of a family grief workshop followed by a highly structured 12-session adviser programme targeted on each of four putative mediators defined by the aetiological model, parental warmth, parental demoralisation, promoting stable positive events and coping with negative stress events. This programme led to parental ratings of decreased depression problems and conduct disorder in the older children, and increased warmth in relationships with their children, satisfaction with social support and maintenance of family discussion of grief-related issues. The second programme (parental separation) involved 10 weekly group and 2 individual sessions. It indicated the following changes in the five targeted mediators: higher quality mother-child relationships, and discipline, and fewer negative divorce events for programme participants than for controls, along with better mental health outcomes, although the latter were more notable by mothers' than by children's reports. (Mothers were only rated on a scale of demoralisation whereas children were assessed for depression and conduct disorder.) Analyses revealed that improvements in the motherchild relationship partially mediated the effects on mental health outcomes.
| Biopsychosocial investigations |
|---|
It would be misleading to end without paying due tribute to work which has made the effort to incorporate the biological part of the tripartite model in the range of its variables. Such work falls into two broad groups that concerned with genetic factors and that relating biological measures such as hormone levels to depression in combination with the key psychosocial predictors.
Genetic models
Unfortunately, space precludes the lengthy exposition owed to the work of Kendler and his colleagues who have used the Virginia Twin register to incorporate genetic analyses along with a full range of psychosocial measures, including independent and dependent events86
,87
. His recent examination of monozygotic twin pairs discordant for major depression88
confirms his previous reports that both genetic and environmental effects are involved in major depression, giving additional insights, for example distinguishing the largely genetically mediated role of neuroticism from the environmentally mediated role of low self-esteem. This work, seemingly inspired by a genetic perspective, has also confirmed the recent elaborations of the life-span psychosocial model, the link between childhood and current adversity along with the roles of self-esteem and social support86
.
Integrating hormone measures
Strickland and colleagues used a range of Brown's psychosocial measures along with a range of biological measures to predict onset one year later89
. Results were essentially negative. Goodyer and colleagues collected data among adolescents on cortisol and the key psychosocial predictors identified by their team90
, and more recently Herbert encouraged Harris and Brown to combine his team's measures of cortisol with their psychosocial instruments91
. The results of investigating depressive onset among adult women specially selected for psychosocial vulnerability and followed up after 12 months provided an encouraging parallel to the adolescents followed up by Goodyer and colleagues90
. High baseline levels of cortisol at 8 am, although unrelated to any of the psychosocial measures, did independently predict subsequent onset.
| Concluding comments |
|---|
This resumé has covered a wide range of pathways to depression which have emerged repeatedly in recent research on the psychosocial aetiology of affective disorder. What stands out is the complex interweaving of social and psychological strands throughout the developmental history: how the severe humiliation entrapment events which precede onset issue not only from an inclement environment but are sometimes produced by the subjects themselves; that the lack of any supportive relationship which might protect against onset issues not always from the hostile networks into which life has currently thrust them but sometimes from their own attachment styles which have led them to avoid intimacy or to alienate potentially supportive figures by their needs for enmeshment. Moreover, such behavioural styles involving event-production or attachment tendencies in adulthood can repeatedly be traced to early adverse interpersonal experiences involving neglect and abuse in childhood, with their acknowledged impact on subsequent personality. Such a developmental perspective has echoes of psychodynamic explanatory models, particularly since the amendments introduced by Attachment Theory have rendered these more amenable to empirical test. Certainly the time is ripe for a rapprochement between psychodynamic psychotherapists and evidence-based practice, medical or other, with depressed patients. There is much to learn, but also much to unlearn, on both sides, especially an appreciation of the impact of social context for the mechanisms by which other biological or psychological factors exert their influence upon depression.
| Key points for clinical practice |
|---|
- An understanding of a depressed person's on-going problems, particularly interpersonal difficulties, can afford clinicians the opportunity to promote fresh start experiences, such as reconciliations, which have emerged as so important for remission
- An understanding of patients' childhood experiences may alert clinicians to those needing help to avoid producing more humiliating events for themselves in the current period
- Fresh-start experiences in one domain, for example a housewife embarking on a part-time training, can often prove therapeutic despite continuation of severe difficulties in another domain, such as a poor marriage
- Confirmation of the positive role of social support, not only as protection against depressive onset but also as promoting recovery, suggests clinicians should routinely assess patients' support networks and encourage their utilisation and development
- The psychosocial role of the consultation itself, both as listening support and as potential fresh-start, should not be underestimated: if during consultation, attention is paid to the social context of a depressive episode, including any adversity in childhood, this supportive role will be preserved and adherence to prescribed medication may thus be increased
| Footnotes |
|---|
Correspondence to: Dr Tirril Harris, Socio-Medical Research Centre, Academic Department of Psychiatry, St Thomas' Hospital, Lambeth Palace Road, London SE1 7EH, UK
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