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British Medical Bulletin 57:17-32 (2001)
© 2001 Oxford University Press

Recent developments in understanding the psychosocial aspects of depression

Tirril Harris

Socio-Medical Research Centre, Academic Department of Psychiatry, St Thomas' Hospital, London, UK


    Abstract
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 Footnotes
 Abstract
 Introduction
 Differential prevalence and...
 Differential prevalence and past...
 Differential prevalence and...
 Differential prevalence and...
 Psychosocial interventions for...
 Biopsychosocial investigations
 Concluding comments
 Key points for clinical...
 References
 
Recent advances in the psychosocial understanding of depression have elaborated an already complex aetiological model. Yet each new strand seems to echo, and forge links with, themes uncovered earlier, making it easier to see what is common about the 'final common pathway' to onset. For example, although recent stressors have for some time been recognised predictors of onset, new insights about the origins of these stressors have overlapped with other new work on depression and childhood adversity to identify a group who 'produce' their own severe life events in response to early negative experience. And recent studies have traced the well-known gender difference in depressive prevalence to differences both in gender role involvement with the provoking life events and in styles of support-seeking/support-giving. What emerges is the powerlessness, loss and humiliation characterising the final pathway. Both naturalistic studies and controlled trials suggest that psychosocial situations reflecting the opposite emotional meaning, that is new hope, characterise a similar pathway to remission. Conclusions speculate whether awareness of this pathway might enhance purely pharmacological treatment.


    Introduction
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 Footnotes
 Abstract
 Introduction
 Differential prevalence and...
 Differential prevalence and past...
 Differential prevalence and...
 Differential prevalence and...
 Psychosocial interventions for...
 Biopsychosocial investigations
 Concluding comments
 Key points for clinical...
 References
 
For some years now, lip service has been paid to a tripartite ‘biopsychosocial’ model of human development and disease, but the full-scale integration of perspectives implied by such homage is still slow to come about in practice: research, and thus understanding, is still by and large boundaried by the academic departments through which funding is administered. The topic of depression is no exception: even within the ‘social’ part of the triad, epidemiological and sociological research workers do not always attempt a shared vision and, while respectful of each others' contributions, authors of pharmacological and psychological papers rarely bother to include each other's predictors as control variables in models of depressive onset or remission. The last decade has, however, seen more of a rapprochement between those investigating the disorder via the impact of the social outer world and those mapping its relation to the psychic inner world, with the epithet ‘psychosocial’ increasingly correctly describing such work. This convergence has perhaps occurred more frequently in the context of intervention projects attempting to promote recovery where theory is inevitably forced to reshape itself in relation to the buffets incurred in trying to change the world. But it is more appropriate to begin with an account of recent advances in the aetiological theories on which these interventions were based, even though space limitations mean it is impossible to do justice to the wealth of recent evidence.


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An integral part of the multidisciplinary perspective on the aetiology of depression was a view that there existed a final common pathway1Go. For some years there has been an acknowledgement that this pathway was likely to involve the triad of cognitions described by Beck2Go – the self as worthless, the world as pointless and the future as hopeless – cognitions which overlap to some degree with what some psychiatric schedules label depressive symptoms. That self-depreciation and social withdrawal were seen as integral to the disorder created a climate where the prodromal roles of low self-esteem and lack of social support became accepted during the 1980s. It is against this background that the following recent developments in the social strands of the multidisciplinary model should be viewed.

Social class differences: the role of severe life events

Other chapters have focused on cultural differences in rates of depression so these will not be discussed here. Suffice it to say that demographic differences in rates of depression noted in the 1970s, such as higher rates in the lower social status groups, continue to be reported3Go,4Go.

However, often there is no further examination of variables which could explain such demographic differences (see comments in Van Os5Go), only a brief reference to (unmeasured) poverty or lack of education. However, work in the 1970s had already pinpointed severe life events and ongoing difficulties as the key determinants of class6Go and urban–rural7Go,8Go differences, so it is fitting to turn to these next.

Life events and meaning

Humiliation/entrapment (H/E) and depressive onset
Reworking qualitative data on individuals' experiences of stress has brought new insights. First the severe events6Go or events with negative impact9Go identified as preceding depressive onset have been examined in more detail and categorised according to their emotional meaning in order to note any ‘match’ with prior vulnerabilities: whereas attention used to be specially given to events involving loss, either of person, object or of cherished idea, later refinement identified experiences of humiliation or entrapment as particularly prominent before depressive onset among the losses of cherished idea10Go. Those losses which did not involve humiliation – for example redundancy and temporary unemployment as a result of a large firm going bankrupt, a loss for which the interviewee would, therefore, not be held to blame – were followed by a much lower rate of depressive onset (13% as compared with 31%). The ‘match’ between the shamefulness of such events and the shame felt by people with low self esteem, whose vulnerability to depression was already acknowledged, encouraged a perspective akin to that of Gilbert's insights about shame and depression11Go and to evolutionary theory12Go with its challenging notions that depression has proved a condition of great functional benefit for the survival of the human species.

Fresh start experiences and remission from depression
Even more thought-provoking was the investigation of the ‘meaning’ of those fresh start experiences which, more often than not, preceded depressive remission13GoGoGo–16Go. Although all these data were collected retrospectively, the time order between these and remission, and the high proportion of such events which were independent of the subject's agency, lent plausibility to this being the effect of the environment on pathology. It seemed fresh starts were the mirror image of those producing the generalised hopelessness of Beck's depressive cognitive triad2Go. They either involved events like starting a new job after months unemployed, starting a course after years as a housewife, establishing a regular relationship with a new boy friend/girl friend after many months single, or the reduction of a severe difficulty, usually with interpersonal relationships, housing or finance. They seemed to embody the promise of new hope against a background of deprivation. It was notable that even for women who continued to experience difficulties of a depressogenic severity in one life domain such as marriage, a fresh start in another life domain – starting an access course – often seemed to tip the balance and set them on course for remission.

Event production

One recent important elaboration of the psychosocial model of depression has been the quest for the origins of the severe life events that had emerged as so crucial before onset17Go. For this it became important to distinguish events brought about by the persons themselves (variously ‘contingent’, ‘controllable’ or ‘dependent’ events) from those coming, as it were, from outside (‘independent’ or ‘uncontrollable’ events)18Go. Unsurprisingly, one set of sources was identified as environmental with not only social class position and inner-city residence as critical influences, but also certain past experiences (see below): people in some environments seemed to have mounted a conveyor belt to continued adversity from which they could only exit with extraordinary effort. Of other more internal sources considered, depression itself was a prime candidate, either previous19Go,20Go or current21Go. High neuroticism scores were also found to be highly predictive22GoGo–24Go along with extraversion25Go. One longitudinal study was able to predict adult severe events by teenage behaviour problems measured on the Rutter B scale26Go. A similar predictor was current dramatic (cluster B) personality disorder which nearly doubled the rate of humiliation/entrapment (H/E) events, and quadrupled the rate of contingent H/E events27Go. Studies with twin pairs also found that the ‘controllable’ events were the ones particularly due to genetic influence28Go, or, in the terminology of another genetic study, ‘personal’ as opposed to ‘network’ events24Go. Personality traits such as impulsiveness, frustration tolerance and risk taking were suggested as the possible genetically influenced origins of these events. It was rare for studies to pursue the possible origins of such traits in yet earlier experiences of events (see below on childhood adversity)27Go.

Social capital

One new way of looking at demographic differences which seems to span this divide between an individual's events/difficulties and the more epidemiological features of a locality is to incorporate the notion of social capital, a concept rapidly gaining credence in the public health field as New Labour has invited Putnam29Go to give seminars in Downing Street. Defined30Go as ‘consisting of features of social organisation – such as trust between citizens, norms of reciprocity and group membership – that facilitate collective action’, it is conceivable as a factor (low levels of which could act to provoke depression independently of actual personal experiences): living in an area with many burglaries/assaults might prove depressogenic even in the absence of actual experience of these by the subject or his immediate neighbours (only the latter would count as on-going difficulties/events)31Go. Initial investigations in relation to mental health are still being analysed – although one study reports that the ‘social milieu’ can be protective against depression32Go. This promises to be an area of interesting data in the next few years.

Endogenous depression

Before leaving the topic of environmental provocation of depression, it is perhaps important to mention the classic debate concerning depressive subtype. According to mid-20th century orthodoxy, syndromes involving the more vegetative symptoms such as early waking, morning worsening and lack of reactivity were ‘endogenous’ in the sense of lacking environmental provocation. Standardisation of life event measures had produced data that caused a radical reconsideration of this perspective6Go,33Go with one team even changing sides when their second data set challenged the orthodox view supported by their first34Go,35Go. Yet, despite the new consensus, there was still a sense that depressions without this type of provocation did often show the specified symptom pattern. New light was thrown on the puzzling inconsistency of previous results by the reports in two data sets of different rates of provocation between first and subsequent melancholic episodes, with experience of at least one severe event for first melancholic episodes as high as for all with neurotic depression36Go,37Go. It was suggested that the lower percentages for later melancholic episodes resembled Post's work on the role of sensitisation, or scarring, after a first episode, particularly for bipolar disorder38Go.


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 Key points for clinical...
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The 1990s placed childhood sexual abuse in the forefront of attention as a source of adult mental health problems. But it was important to heed, but not outdo, earlier scepticism concerning the frequency of such abuse which some attributed to retrospectively distorted accounts of childhood39Go. Moreover the psychiatric literature on the long-term effects of adverse childhood experiences was already riven with contradictions, even for experiences such as parental death or divorce that could be independently corroborated by civil certificates. Towards the end of the 1980s, some consensus emerged over the conflicting findings concerning the impact of childhood parental loss on adult depression: parental death seemed less depressogenic than parental divorce40Go, but the key predictor of later depression was less the loss than the on-going deprivation of adequate care which often accompanied such loss and was found to play a similar role even in families without such loss41GoGo–43Go. Later refinement of an interview measure of such neglect also focused on the depressogenic impact of physical and sexual abuse, identifying a raised rate of depression among those with such ‘childhood adversity’ using the Childhood Experience of Care and Abuse or CECA44GoGoGo–47Go, particularly in samples of the homeless48Go,49Go. Other research teams focusing on such abuse, even without also investigating neglect, also came up with increased rates50GoGoGo–53Go. CECA-defined childhood adversity was also found to predict chronicity of depression both in a patient54Go and a community sample55Go. Despite the retrospective nature of the CECA, a series of sister pairs provided evidence of high corroboration of their sister's account of any abuse or neglect experienced as a child56Go,57Go. A study of mothers and their teenage daughters revealed a strong association between repeated abuse/neglect among the daughters and early inadequate parenting during the mothers' childhoods58Go, highlighting the process of intergenerational transmission of vulnerability to depression heralded by Rutter and Madge59Go.

Parallel work on the effects of maternal depression on children's emotional and cognitive development seemed to be echoing this theme: it seemed that a rearing style involving neglect or abuse was often a corollary of a mother's depression60Go (see Murray & Cooper61Go for key references). A number of alternative models have been elaborated to explain these aetiological pathways: most involve long-term damage to self-esteem or to attachment style (and thus to the ability to access emotional support) as a result of the early toxic relationships with key care-givers, the two factors mentioned above in connection with the final common pathway to depressive onset62Go,63Go. It is in the context of interventions with postnatally depressed mothers that these models can best be evaluated.


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The flood of evidence linking depression with childhood adversity suggested the possibility that this might be able to account for one of the best established associations between the disorder and sociodemographic factors – the 2-fold greater prevalence among women. Could this be due to a greater tendency for girls to suffer childhood abuse? Pathare and Craig investigated this possibility in a series of 83 brother–sister pairs47Go: the expected gender differences in depression, both current and life-time, were found but childhood experience could not be held accountable, as although rates of sexual abuse were higher among the sisters, overall rates including neglect and physical abuse were not so different. Sisters were asked to corroborate their brothers' experiences and there was little evidence of systematic under-reporting by men. What was striking, however, was the tendency among the brothers for childhood adversity to be associated only with externalising disorders such as substance abuse, whereas among the sisters it was with depression, conventionally seen as an internalising disorder. A similar picture emerged in a sample of 96 young men64Go, brothers of the young women mentioned earlier as examined alongside their mothers58Go.

A more promising avenue for the exploration of gender differential rates came from a study of couples selected for experience of a shared severe life event in order to compare the ways in which women would respond differently from men65Go. Similarity of experience was maximised by excluding couples where the event was severe for one but not for the other (for example the death of one spouse's sibling would only be severe for the other in unusual circumstances). Among those with severe events involving work or marriage, rates of depression were much the same, but among the 47 couples with events concerning children, reproduction or housing, the expected higher female rate was found, and it was possible to relate this to women's higher rate of ‘commitment'’ and ‘involvement’ in such domains. For 13 of these 47 crises, ‘role salience’ was rated considerably less given the relatively greater involvement of the male partner in the home, and here there was no difference in rate of depressive onset. In this series, gender differences in social support were also interesting66Go: while a supportive marriage was protective for both, women expressed greater need for support within marriage, and were also more likely to seek support from close relationships outside marriage. Receiving support from outside marriage, which was protective for women, was associated with higher depression among men. The authors speculate that this may be due to men feeling more demeaned by confiding their emotions and so postponing support seeking until they are under more emotional pressure to do so, that is, perhaps, until depressive disorder has already begun.

One final comment: these findings concerning the types of provoking events that account for gender differences in depression must have a bearing on recent reports of single mothers as even more prone to depression than other mothers, through their higher rates of H/E events and their lower levels of self-esteem and social support67Go. An empirical investigation of maternal depression and factors associated with it in child and family care social work highlighted the high proportion both of depression and of lone mothers (either divorced or always single) among this client group, along with a higher number of problems with parenting and behavioural difficulties with children68Go. Despite this high frequency, social workers were very poor at identifying depression and their interventions did not differ in any marked respect compared to families without depressed mothers.


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Confirmation of the key protective role of social support has continued69Go, whether examined in terms of the positive provision of a confidant62Go or the absence of negative input such as marital difficulties54Go,55Go or ‘critical comments’ (references cited in Leff et al71Go)70Go, although there has been one failure to replicate this latter72Go. As with the growth of interest in origins, not merely impact, of events, there has been a corresponding development of interest in the origins of poor support. Here too, personality, if not actually PD, has begun to be explored as the source of support deficits, and again Attachment Theory has been co-opted, with its subclassification of different personal styles of failed intimacy, the fearful or the dismissive who avoid seeking support compared with the enmeshed and ambivalent who may alienate potential confidants73Go.


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The rise of evidence-based medicine has brought a wave of specialist treatment trials in the last decade, many of which are reviewed in other papers in this issue. Although from the inter-disciplinary point of view, there is an impressive number of comparisons of antidepressants with psychological treatments such as cognitive-behavioural therapy (CBT) and interpersonal therapy (IPT), any more social aspects of these psychological interventions are ignored in the write-ups (see critique in Parry74Go). Comparisons of CBT with couple therapy (cited in Leff et al71Go) have been exceptions here, probably because, with the marital/partner relationship being the focus of couple therapy, changes in its quality would inevitably also need to be monitored in the CBT comparison group. However, other psychosocial factors (for example conflict with in-laws) were not so monitored. Another exception is the series of trials of problem-solving75Go in primary care76Go,77Go. But the potential impact of the problem solving upon the relevant social predictors is unclear from the analyses: just how many problems did the patients face at intake and how many were actually reduced or eliminated before recovery, and could such a disappearance be justifiably attributed to the treatment or was it independent? It could be argued that such an estimate of the psychosocial context is long overdue for all treatments, not just for those like problem solving which target such factors. Andrews78Go has drawn attention to what he calls the ‘bane of depression outcome research’, the combination of high spontaneous recovery (at least for episodes of 2 months or less) and placebo response, which mean that high recovery rates within RCT control groups often obscure the interpretation of the effects of the targeted treatments. Introducing some of the psychosocial measures detailed earlier could perhaps illuminate the mechanism of spontaneous recovery (perhaps via fresh start experiences) and the process of the placebo response (perhaps some form of social support). Certainly incorporating such measures could serve to monitor the oft repeated finding that the effect size of drug and psychological treatments is not dissimilar and that combinations of drug and psychological do not add over and above one treatment alone. Does each act through a different initial route towards a final common pathway to remission1Go which if reached through one path cannot further facilitate the attainment of recovery through another?

Certainly notions concerning the preventive role of social support have been the prime inspiration of the various social, as opposed to psychological therapy, interventions reported. Translated into more communitarian life-span versions, they have also underpinned a number of recent government initiatives in the Health Action Zones, such as Sure Start, which targets children under 4 years and their mothers living in disadvantaged areas as an investment in the mental health of its future citizens. It aims to use health visitors to promote support and positive parenting groups to halt the intergenerational spiral whereby maternal depression promotes child disturbance which in turn exacerbates maternal depression. Many such schemes are too recent for serious evaluation here, but evaluations of similar interventions deserve attention not only for their contribution to understanding depression but also for their promise in defeating it.

One RCT with a chronically depressed elderly group in London suggested that regular visits from a community nurse providing emotional support had contributed substantially to remission79Go. Another RCT in an adjacent London borough with 86 chronically depressed women, using volunteer befrienders given minimal supervision by social-worker counsellors, found an effect of similar size (65% versus 39%)80Go. The latter study specifically measured the degree of support offered throughout the period by the volunteers, from the perspective of both befriendee and befriender, for which there was high agreement. This was indeed identified as a mediating factor81Go, but absence of any new severe stressor and presence of fresh-start events during follow-up, as well as baseline attachment style, were also needed to model remission82Go.

Another set of interventions with postnatally depressed mothers, explicitly targeted at different components of the correlations between maternal and infant moods, behaviours and interactions, came up with the surprising finding that all interventions, whether focused on the depression or the mother–child interaction, were equally effective at relieving depression but equally ineffective in influencing mother–child interaction or infant behaviour61Go. This ‘Cambridge Treatment Trial’ included two groups identical to an earlier trial that had identified 8 weekly non-directive counselling sessions by health visitors as a significant improvement over routine primary care (69% versus 38% remission), but added two extra intervention groups involving 42 with CBT and 48 with a form of dynamic psychotherapy in which an understanding of the mother's representation of her infant and her relationship with him was promoted by exploring aspects of the mother's own early attachment history. A later intervention by all health visitors working in the Cambridge National Health Service sector with a 6 half-day training in basic counselling skills and basic cognitive-behavioural strategies essentially replicated the Cambridge controlled trial83Go. Murray and Cooper61Go comment that ‘a common feature of all the treatments was that they provided women with an opportunity to discuss their problems managing their infants and it is conceivable that this opportunity enabled therapeutic change of this dimension’. However, it is important to mention here one negative result for depression in Canada, a comparison of 8 social support group therapy sessions with a no-intervention group, although there was some evidence of an effect on mother–infant interaction84Go.

Another set of interventions, focused on children in contexts liable to promote childhood depression or behavioural problems, such as bereavement (24 intervention families and 31 controls) or parental separation (34 and 36), also provided theoretical insights85Go. For the first, the intervention consisted of a family grief workshop followed by a highly structured 12-session adviser programme targeted on each of four putative mediators defined by the aetiological model, parental warmth, parental demoralisation, promoting stable positive events and coping with negative stress events. This programme led to parental ratings of decreased depression problems and conduct disorder in the older children, and increased warmth in relationships with their children, satisfaction with social support and maintenance of family discussion of grief-related issues. The second programme (parental separation) involved 10 weekly group and 2 individual sessions. It indicated the following changes in the five targeted mediators: higher quality mother-child relationships, and discipline, and fewer negative divorce events for programme participants than for controls, along with better mental health outcomes, although the latter were more notable by mothers' than by children's reports. (Mothers were only rated on a scale of demoralisation whereas children were assessed for depression and conduct disorder.) Analyses revealed that improvements in the mother–child relationship partially mediated the effects on mental health outcomes.


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It would be misleading to end without paying due tribute to work which has made the effort to incorporate the biological part of the tripartite model in the range of its variables. Such work falls into two broad groups – that concerned with genetic factors and that relating biological measures such as hormone levels to depression in combination with the key psychosocial predictors.

Genetic models

Unfortunately, space precludes the lengthy exposition owed to the work of Kendler and his colleagues who have used the Virginia Twin register to incorporate genetic analyses along with a full range of psychosocial measures, including independent and dependent events86Go,87Go. His recent examination of monozygotic twin pairs discordant for major depression88Go confirms his previous reports that both genetic and environmental effects are involved in major depression, giving additional insights, for example distinguishing the largely genetically mediated role of neuroticism from the environmentally mediated role of low self-esteem. This work, seemingly inspired by a ‘genetic’ perspective, has also confirmed the recent elaborations of the life-span psychosocial model, the link between childhood and current adversity along with the roles of self-esteem and social support86Go.

Integrating hormone measures

Strickland and colleagues used a range of Brown's psychosocial measures along with a range of biological measures to predict onset one year later89Go. Results were essentially negative. Goodyer and colleagues collected data among adolescents on cortisol and the key psychosocial predictors identified by their team90Go, and more recently Herbert encouraged Harris and Brown to combine his team's measures of cortisol with their psychosocial instruments91Go. The results of investigating depressive onset among adult women specially selected for psychosocial vulnerability and followed up after 12 months provided an encouraging parallel to the adolescents followed up by Goodyer and colleagues90Go. High baseline levels of cortisol at 8 am, although unrelated to any of the psychosocial measures, did independently predict subsequent onset.


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This resumé has covered a wide range of pathways to depression which have emerged repeatedly in recent research on the psychosocial aetiology of affective disorder. What stands out is the complex interweaving of social and psychological strands throughout the developmental history: how the severe humiliation entrapment events which precede onset issue not only from an inclement environment but are sometimes produced by the subjects themselves; that the lack of any supportive relationship which might protect against onset issues not always from the hostile networks into which life has currently thrust them but sometimes from their own attachment styles which have led them to avoid intimacy or to alienate potentially supportive figures by their needs for enmeshment. Moreover, such behavioural styles involving event-production or attachment tendencies in adulthood can repeatedly be traced to early adverse interpersonal experiences involving neglect and abuse in childhood, with their acknowledged impact on subsequent personality. Such a developmental perspective has echoes of psychodynamic explanatory models, particularly since the amendments introduced by Attachment Theory have rendered these more amenable to empirical test. Certainly the time is ripe for a rapprochement between psychodynamic psychotherapists and evidence-based practice, medical or other, with depressed patients. There is much to learn, but also much to unlearn, on both sides, especially an appreciation of the impact of social context for the mechanisms by which other biological or psychological factors exert their influence upon depression.


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  • An understanding of a depressed person's on-going problems, particularly interpersonal difficulties, can afford clinicians the opportunity to promote fresh start experiences, such as reconciliations, which have emerged as so important for remission
  • An understanding of patients' childhood experiences may alert clinicians to those needing help to avoid producing more humiliating events for themselves in the current period
  • Fresh-start experiences in one domain, for example a housewife embarking on a part-time training, can often prove therapeutic despite continuation of severe difficulties in another domain, such as a poor marriage
  • Confirmation of the positive role of social support, not only as protection against depressive onset but also as promoting recovery, suggests clinicians should routinely assess patients' support networks and encourage their utilisation and development
  • The psychosocial role of the consultation itself, both as listening support and as potential fresh-start, should not be underestimated: if during consultation, attention is paid to the social context of a depressive episode, including any adversity in childhood, this supportive role will be preserved and adherence to prescribed medication may thus be increased


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Correspondence to: Dr Tirril Harris, Socio-Medical Research Centre, Academic Department of Psychiatry, St Thomas' Hospital, Lambeth Palace Road, London SE1 7EH, UK


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