British Medical Bulletin 58:109-127 (2001)
© 2001 The British Council
HIV-1 transmission and acute HIV-1 infection
Human Immunology Unit, Institute of Molecular Medicine, John Radcliffe Hospital, Oxford, UK
| Abstract |
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An understanding of the central events in the transmission of HIV-1 infection is critical to the development of effective strategies to prevent infection. Although the main routes of transmission have been known for some time, surprisingly little is known about the factors that influence the likelihood of transmitting or acquiring HIV-1 infection. Once infection has taken place, the series of virological and immunopathological events that constitute primary HIV-1 infection are thought to be closely linked with the subsequent clinical course of the infected person. Recent studies have provided some support for the notion that intervention with aggressive anti-retroviral drug therapy at this stage has the potential to prevent some of the damage to the immune system that will otherwise develop in the vast majority of infected people.
| HIV-1 transmission |
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Routes of HIV-1 transmission The main routes of HIV-1 transmission are well-known, and are listed in Table 1. On a world-wide scale, the vast majority of new infections are acquired through heterosexual contact. The likelihood of transmission from male to female has been estimated to be as high as 8-fold more likely that from female to male1, although the biological basis for this is not fully understood. Transmission of HIV-1 through oro-genital contact, although rare, is an increasingly recognised route of infection (reviewed by Caceres and van Griensven2).
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In non-industrialised countries, as many as 42% of the children born to infected mothers will become infected3, either at birth or in the postnatal period through exposure to infected breast-milk (reviewed by Nduati4). In contrast, vertical transmission of HIV-1 infection is now becoming a rare event in industrialised countries, through a combination of anti-retroviral therapy, obstetric management and the use of alternative infant feeding methods. The high rates of breast-milk transmission to infants of infected mothers emphasise the potential for HIV-1 to establish infection through the oral route. This is further demonstrated by the relative ease in which infant macaques can become infected with SIV through the atraumatic application of virus to the back of the tongue5. Pathological studies in macaques infected by this route show that the infection begins locally in the tonsils, from where it spreads rapidly to other lymphoid tissue6.
There is little evidence for HIV-1 being transmitted between household contacts in the absence of a recognised route of transmission (reviewed by Gershon et al7), although occasional cases have been reported8,9.
Most countries have implemented screening procedures for donated blood that substantially reduce the risk of blood-borne infection1010. Where the screening is limited to antibody testing, there is a small risk of using blood from a donor in the window period of acute HIV infection, before antibodies have developed.
The chances of HIV-1 infection in healthcare workers after accidental exposure to contaminated blood is generally very low11, and no cases have so far been reported in subjects given combination anti-retroviral therapy post-exposure prophylaxis.
What influences the infectivity of the infected person? The key factor influencing a person's likelihood of transmitting HIV-1 infection appears to be their viral burden this can be predicted by measuring plasma viral load. A recent study in Rakai, Uganda33 showed that transmission was rare from people with viral loads of less than 1500 RNA copies/ml. It is likely that genital viral secretion (which is harder to measure) is more relevant to infectivity than plasma viraemia34: genital shedding of virus is not always predicted by plasma viral load, and is increased during genital infection and in people with severe vitamin A deficiency35. It is becoming clear that HIV can be transmitted by people with apparently good viral suppression on anti-retroviral therapy: for example, when virus persists in relevant body compartments such as semen36.
Host genetic factors can influence the infectiousness of the contact: it has recently been shown in a cohort of Kenyan HIV-infected women that those with one copy of a mutant allele of the gene encoding the chemokine SDF-1
(which binds to the co-receptor, CXCR4, often used by HIV in late infection) were more likely to transmit the infection to their infants37. It is feasible that certain HIV-1 strains are more infectious than others, but this has not been unequivocally demonstrated in vivo (reviewed by Vernazza et al38). The E clade strain of HIV, which rapidly outstripped B clade HIV-1 as the major strain in the Thai epidemic, was initially thought to infect Langerhans' cells more readily39, but this finding could not be reproduced by others40. However, it is well-documented that HIV-2 is much less efficiently transmitted by the sexual route than HIV-1 and is hardly ever transmitted from mother to child (reviewed by Whittle et al41).
| Factors influencing susceptibility and resistance to HIV-1 infection |
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Mucosal integrity The likelihood of acquiring HIV infection following sexual contact is most clearly affected by physical factors, such as the presence of genital ulcerating infections20,42, which have been proposed to be one of the main reasons for the rapid spread of HIV-1 in sub-Saharan Africa43. Male circumcision is associated with protection from HIV infection 20 (reviewed by Halperin and Bailey44), but this can be difficult to disentangle from cultural and religious factors that determine circumcision practice. One potential explanation for a protective role for circumcision is the high frequency of dendritic cells in the mucosa of the foreskin that could provide an accessible pool of HIV-susceptible target cells45.
Hormonal factors can also influence mucosal integrity. Macaques treated with depot preparations of progesterone were more susceptible to SIV infection through vaginal exposure46, whereas oestrogen had a protective effect47. Hormonal influences on infection risk have not been well-studied in humans, but the use of depot progesterone contraception is thought to increase the likelihood of infection48.
Genetic factors
Genetic factors also play a role in susceptibility and resistance to HIV infection. The most important of these is a deletion (CCR5
32) in the major co-receptor for entry of primary HIV strains into CD4+ T-cells, a chemokine receptor called CCR549,50. Homozygotes for the deletion (
1% of Caucasians) do not express the receptor at the cell-surface, and, therefore, can only become infected with strains of HIV that are able to use other co-receptors, such as CXCR4. Thus, although CCR5
32 homozygotes show a significant degree of resistance to HIV infection, a number of cases of infection with CXCR4-using HIV strains have been reported5153. The CCR5
32 mutation is not found in all races, being largely confined to Caucasians, particularly those of Northern European descent54. If the relative levels of CCR5 expression are an important determinant of HIV susceptibility, then it might be expected that CCR5
32 heterozygotes (who express lower levels of the receptor than most other people55) would show a degree of resistance to infection, but this has not been observed in any study. However, cells from highly exposed persistently seronegative (HEPS) donors are often less easy to infect with primary HIV strains, even in the absence of any known CCR5 mutations, and this phenotype is associated with higher production than average of the HIV-suppressing chemokines, MIP-1
MIP-1ß and RANTES 56, which bind to the CCR5 receptor57.
Two other polymorphisms in the CCR5 gene have been shown to have an effect on HIV susceptibility. One is a rare point mutation in the coding sequence of CCR5, which in combination with the CCR5
32 deletion is associated with HIV resistance58. The other is a polymorphism in the promoter region (at position 59356), largely confined to people of African descent, which increases the likelihood of infants acquiring HIV infection from their mothers59. Although the mechanism is not yet entirely clear, polymorphisms in the promoter region of the gene encoding the HIV-suppressing chemokine RANTES have been recently reported to show an association with HIV susceptibility60. Curiously, the same haplotype is linked with prolonged survival in people who do become infected. It has been suggested that this haplotype leads to increased RANTES production which may increase the likelihood of mucosal inflammation and reduced integrity: however, if infection takes place, then higher RANTES levels would suppress HIV replication60.
A handful of other genetic polymorphisms have been shown to affect HIV susceptibility. HLA class I and II types have been associated with both resistance and susceptibility to HIV infection. In a cohort of highly-exposed Kenyan sex-workers, HIV resistance is associated with HLA-A2, A*6802, B18 and DR1, whilst HLA-A23 is associated with increased HIV infection61. A reduced risk of vertical HIV transmission was seen in infants with particular class II alleles (DRB1*1501 and DR13)62. A number of other genetic associations with HIV resistance have emerged in relatively small studies, including alleles of the TAP (transporters associated with antigen-processing) genes, namely TAP1.4 and TAP2.363 in the MACS cohort and the non-secretor genotype (which is associated with homozygosity for a stop mutation in the enzyme
-(1, 2)-fucosyltransferase, FUT2) in a cohort of Senegalese sex workers (OR 0.18, 95% CI 0.040.9)64: susceptibility has been associated with variant alleles of the mannose-binding lectin (MBL)65, although it was not possible to distinguish between a direct effect on HIV susceptibility and an increased risk of other genital infections known to be affected by MBL genotype.
Immunological mechanisms of HIV resistance The associations between HLA type and HIV resistance imply that immune responses may be playing a part in resistance to HIV infection, for example if the T-cells using these HLA molecules are particularly efficient at controlling HIV replication. In recent years, a great deal of interest has focused on potential immune mechanisms that may be linked with protection from HIV-1 infection in individuals with documented HIV-1 exposure who remain HIV-1 seronegative, often referred to as highly exposed persistently seronegatives (HEPS). If lymphocytes from HEPS donors are used to reconstitute the immune system of mice with severe combined immunodeficiency (the SCID-Hu mouse model), these animals show resistance to HIV infection, but this is not the case when control donors are used: this protection appears to reside in the CD8+ T-cell compartment66. A number of studies have shown that a significant proportion of HEPS donors have HIV-specific T-cells in their blood and genital mucosa (reviewed by Kaul and Rowland-Jones67). These include CD4+ T-cells which show both proliferation68 and IL-2 secretion in response to HIV antigens6972. HIV-specific CD4+ T-cells from HEPS individuals may also secrete HIV-suppressing chemokines73,74. Many HEPS donors have HLA class I-restricted HIV-specific cytotoxic T lymphocytes (CTL) in both blood (reviewed by Kaul and Rowland-Jones67) and genital mucosa75. The earliest descriptions of HIV-specific CTL in exposed uninfected individuals came from studies in babies born to infected mothers7679, who were likely to have been exposed to HIV for only a brief period around birth. Similar findings came from studies in healthcare workers exposed to HIV-contaminated blood through needlestick injuries8080,81. Similar immune responses have also been described in people with repeated exposure who appeared to be genuinely resistant to infection, such as couples discordant for HIV infection who continue to have unprotected intercourse68,8285, and sex-workers in parts of the world with high HIV seroprevalence and low condom usage86,87. These observations suggest that HIV-specific cellular immune responses may be genuinely linked with protection from subsequent infection and has led to efforts to develop HIV-1 vaccines that might induce similar immune responses88.
| Early events in primary HIV-1 infection |
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A better understanding of the early events of HIV-1 infection would seem to be crucial for designing better strategies to prevent or interrupt HIV-1 transmission, yet there is relatively little data about what happens immediately following acute HIV-1 infection in people (Fig.1). One way of addressing these issues is to study events in macaques experimentally infected with the monkey equivalent of HIV, simian immunodeficiency virus (SIV), although these results cannot necessarily always be extrapolated to the human situation. In one such study, only a small number of infected cells were detected in the first 3 days after endocervical infection, close to the site of inoculation. At this stage, the predominant cell population to be infected were T-cells in the lamina propria. Over the next few days, the infection spread to other cell-types, including macrophages and dendritic cells (DCs), but the majority (> 90%) of the infected cells were CD4+ T-cells, many of which appeared to be resting T-cells89. By day 12, the virus could be found disseminated throughout the lymphatic system and bone marrow.
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The role of DCs in early HIV-1 infection is controversial. Some investigators have suggested that DCs are the first cells to become infected in SIV infection90, although this has not been confirmed in other studies. DCs provide a highly specialised mechanism whereby an antigen encountered in peripheral tissues, notably skin and mucosal membranes, can be brought into contact with the T-cells in the lymph node that will generate the immune response against it. The principal form of DC in the tissues, exemplified by Langerhans' cells in epithelial and mucosal surfaces, are immature DCs specialised for antigen capture by phagocytosis or pinocytosis. HIV can enter into immature DCs but undergoes only limited replication until the DCs come into contact with T-cells in lymphoid tissue91. However, there is an additional mechanism which HIV-1 may be able to exploit in the form of a unique lectin called DC-SIGN, which binds to the envelope of HIV-1 with high affinity92. When bound to DC-SIGN, the virus can remain viable outside the cell for several days. In this way, the virus could be safely transported to the T-cell rich areas of the lymph nodes, where DC-SIGN is thought to play an important role in activating the responding T-cell population. Since HIV-1 replicates preferentially in activated T-cells, this would provide the virus with a pool of highly susceptible target cells and allow the infection to become established in lymphoid tissue. Although it is very plausible that HIV-1 could subvert the DC system in this way, it is not known how important a mechanism this constitutes in vivo.
Early reports describing the characteristics of virus isolated very early in primary HIV infection showed a remarkable degree of conservation in the envelope gene prior to seroconversion93 suggesting that some degree of selection for HIV envelopes with characteristics particularly suited to transmission was taking place. The viral phenotype early in infection was described as uniformly macrophage-tropic and non-syncitium-inducing94, which we now understand to be characteristics of CCR5-using isolates. The reasons why CCR5 usage is required for virus strains to establish primary infection are not entirely understood, but are thought to be related to co-receptor expression on the primary cellular targets of HIV infection, such as CD4+ T-cells, DCs and macrophages. It has been generally thought that infection takes place with just a single (often minor) variant from the infected contact94, but this derives predominantly from studies in infected men. When similar studies were carried out in Kenyan women, it became clear that the picture was very different. Shortly after infection, these women were shown to be infected by several distinct strains, the first striking demonstration of a gender-based difference in the biology of HIV infection95.
| Clinical presentation of primary HIV-1 infection |
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The clinical syndrome of acute HIV-1 infection was first described 16 years ago as an illness resembling infectious mononucleosis96. However, not all patients with primary HIV-1 infection present with this typical clinical picture. One cohort study of the clinical features of acute HIV-1 disease demonstrated that only a minority of patients presented with 'typical' mononucleosis-like symptoms97. It is estimated that up to 87% of people undergoing acute HIV infection experience recognisable symptoms98, but this could be an overestimate given that this study was carried out in a clinic in which subjects at risk of contracting HIV infection were followed prospectively. Indeed, only 25% of persons in the same cohort received diagnosis of primary HIV infection at their first clinic visit.
Clinical symptoms usually present within days or weeks after primary HIV infection99, and may last from a few days up to 10 weeks, although in general the duration is less than 14 days. The most common symptom is fever98,100,101, which is reported by nearly three-quarters of seroconverting subjects100,101. Other non-specific symptoms commonly reported include fatigue, headache, myalgia, lymphadenopathy and cutaneous rash100. The last symptom may be particularly suggestive of primary HIV infection: a maculo-papular skin rash, usually involving the trunk, is found in 4080% of persons with symptomatic HIV-1 infection. Symptoms may differ in different clinical settings. Although there is a high degree of consistency in Western clinics102, a carefully-conducted study looking prospectively at signs and symptoms during HIV-1 seroconversion in Kenyan female commercial sex workers reported a quite distinct range of clinical signs and symptoms from those reported in Caucasians (see Table 2)101. Another study in India showed that 81% of patients attending an STD clinic with primary HIV infection had at least one of these eight symptoms: fever, adenopathy, joint pain, thrush, pharyngitis, rash, diarrhoea, and paraesthesia103.
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There is some debate about the prognostic significance of severe clinical manifestations of primary HIV-1 infection. A number of studies have suggested that a more severe illness, particularly with a mononucleosis-like syndrome, may predict more rapid disease progression subsequently104,105.
The non-specific symptoms of acute HIV infection make it difficult to determine the true frequency of symptomatic illness. This presents a major challenge to healthcare providers, and underscores the need to obtain an accurate history of exposure. Some investigators have proposed criteria to assist in the clinical diagnosis of primary HIV-1 infection by developing a scoring system101. Algorithms to aid clinical diagnosis in this way should help in the selection of patients who warrant further laboratory investigations to confirm or exclude HIV infection, especially in developing countries where sophisticated diagnostic tests are not readily affordable.
In industrialised countries, laboratory tests help to confirm the diagnosis of acute HIV infection. Conventional serological testing is often negative for a window period of approximately 2227 days after the initial infection106. Detection of either plasma or serum p24 antigen is normally recommended for diagnosis for acute HIV infection and for screening of blood donors who may unintentionally donate contaminated blood if tested by serology during the window period. Rarely, the p24 antigen assays may give false-negative results107. In this prospective cohort study, the sensitivity and specificity of p24 antigen detection assays were estimated to be 88.7% and 100%, respectively. Interestingly, the false-negative results from these patients were not because the HIV RNA viral load was low: the mean level of HIV RNA in 5 patients who had primary HIV infection but undetectable p24 antigen was 251,189 copies/ml (range 100,000630,957 copies/ml). On the other hand, the detection of HIV RNA by viral load assays, which gives a sensitivity of 100% and specificity of 97.4%, may be a more prudent screening method to detect primary HIV infection. This method has also proved to be cost-effective in screening pooled serum or plasma from blood donors108. Suspected cases should then be confirmed by p24 antigen detection, which is more specific. However, HIV RNA assays are relatively time-consuming, expensive and need sophisticated technology, which pose significant problems for non-industrialised countries.
| Immunopathological events in primary HIV-1 infection |
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Once infection with HIV-1 has become established in the lymphoid tissues, there is extensive virus replication, which is soon reflected in very high levels of plasma viraemia109. The peak viraemia occurs an average of 615 days after the onset of symptoms110, with viral load levels of 110 million/copies/ml111, at which time the donor is probably highly infectious33. During this period, extensive viral seeding takes place, so that the virus disseminates widely through lymphoid and other tissues112. In lymphoid tissue, the virus particles can become trapped in the follicular dendritic cell (FDC) network113, so that during the asymptomatic period, the viral burden is much higher in the lymph nodes than in the blood. The very high levels of plasma viraemia are generally short-lived109,110, suggesting that the host is able to generate an immune response which controls viral replication. Over the next few weeks, the plasma virus load falls by several orders of magnitude, although antibodies with the capacity to neutralise the virus are rarely detected at this stage114,115. It is thought that the cellular immune response is largely responsible for the early control of HIV replication116. There is a profound CD8+ T-cell lymphocytosis, with massive oligoclonal expansions (representing up to 40% of all T cells), which express activation markers like CD38, CD27 and HLA-DR but are CD28 negative117. In culture these CD8+ CD28- cells are primed for apoptosis118, and are thought to represent terminally differentiated effector cytotoxic T lymphocytes (CTL)119. Virus-specific CTL have been described as early as 2 days after clinical presentation, and can generally be detected within weeks of the onset of symptoms115,120,121. Using soluble class I HLA-B27 molecules assembled with HIV peptides as tetramers, it could be shown that as many as 5% of circulating CD8+ T-cells were specific for a single HIV gag epitope122: using other tetramers we have seen responses as high as 10% of CD8+ T-cells in patients undergoing primary HIV-1 infection (unpublished observations). Studies of the T-cell receptor (TCR) repertoire in primary HIV infection have shown that the CD8+ response is represented by large but transient oligoclonal expansions in many patients119.
In some studies, a few donors failed to make a detectable CTL response, and these patients exhibited a rapidly progressive course of HIV infection without control of virus levels115,120, suggesting that the early generation of a vigorous HIV-specific CTL response may not only be responsible for the initial control of viraemia but also influence the subsequent disease course. In one study, a high frequency of envelope-specific CTL during acute HIV infection was associated with a significantly lower HIV-1 viral load subsequently123 A particularly narrow repertoire of CD8+ expansions is also associated with a poor prognosis124: this implies that a relatively limited CD8+ response could facilitate viral escape from the immune system or lead to more rapid immune exhaustion119,125. The selection of virus variants that have acquired changes in the epitopes recognised by the dominant acute CTL response, sufficient to abrogate CTL recognition, is now well-described in both acutely infected people126,127 and monkeys infected with cloned SIV128: this may contribute to the ultimate failure of the immune response to contain viral replication in HIV-1 infection.
During primary infection, the CD4 count falls, and occasionally it may be sufficiently depressed to allow the development of opportunistic infections129,130. The initial loss of CD4+ T-cells is mainly concentrated in the CCR5 negative subset131. CD4+ T cell function is also markedly abnormal132. Even though the CD4+ count may rebound with the resolution of primary infection, it rarely returns to baseline. It is then relatively stable during the asymptomatic period, but in untreated HIV infection shows an abrupt decline late in disease, shortly before the onset of symptoms. CD4+ T-cell function remains abnormal throughout the course of HIV infection133135. Qualitative loss of CD4+ T-cell help, first to HIV antigens and then to other recall antigens, is perhaps the most characteristic abnormality detected throughout HIV infection69,135,136. The deletion of HIV-specific helper responses seems most likely to occur early in primary HIV infection, when presumably CD4+ T-cells responding to HIV antigens are not only highly activated but also localised to sites of HIV replication, making them prime targets for HIV infection. Following the initial reduction of viraemia, a viral set-point is established at around 1218 months after infection, the level of which is closely related to the ultimate clinical outcome in HIV disease137.
| Treatment of primary HIV-1 infection |
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With increasing early diagnosis of primary HIV-1 infection, it has become possible recently to investigate the effect of prompt institution of anti-retroviral therapy. The early reports have been encouraging, with data to show that patients treated very early in infection can recover or retain HIV-specific CD4+ T-cell responses whilst maintaining an effective CD8+ T-cell response136,138. Other investigators have raised concerns that if therapy is initiated too early then the immune system does not generate a full response to HIV antigens139,140. One promising strategy to counteract these concerns is to allow carefully controlled viral replication using supervised treatment interruptions following initial aggressive therapy: early reports suggest that patients treated in this way develop a broader HIV-specific CTL response and may be able to control viral load without therapy141.
| Key points for clinical practice |
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- The likelihood of HIV-1 transmission is generally predicted by plasma viral load, but can still occur from people with good viral suppression on therapy.
- Genital ulcer disease is a potent co-factor for HIV-1 transmission
- Antibody tests may be negative for several weeks after primary infection: the best method of diagnosis of acute HIV infection is plasma RNA combined with a p24 antigen test
- Early treatment of primary HIV-1 infection with anti-retroviral therapy appears to provide the best hope of preserving immune function in infected people
| Acknowledgements |
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The authors acknowledge the support of the Medical Research Council and the Elizabeth Glaser Paediatric AIDS Foundation. SR-J is an Elizabeth Glaser Scientist of the Paediatric AIDS Foundation.
| Footnotes |
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Correspondence to: Prof. Sarah Rowland-Jones, Human Immunology Unit, Institute of Molecular Medicine, John Radcliffe Hospital, Oxford OX3 9DS, UK
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