British Medical Bulletin 61:133-150 (2002)
© 2002 Oxford University Press
HIV disease and respiratory infection in children


* Wellcome Trust Research Laboratories and Department of Paediatrics, College of Medicine, University of Malawi, Malawi
Liverpool School of Tropical Medicine, University of Liverpool, UK
Medical Research Council Clinical Trials Unit, London, UK
| Abstract |
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Over one million children world-wide are living with HIV infection and respiratory disease is the commonest cause of morbidity and mortality in these children. The initial presentation of respiratory infection is usually in infancy or early childhood. There is enormous potential to prevent childhood HIV infection that is being realised in industrialised countries but not yet elsewhere. Increasingly, therefore, the burden of HIV disease is in children living in or from non-industrialised countries. This review describes and contrasts the pattern of respiratory infection from both regions. This pattern has changed with the implementation of PCP prophylaxis and the availability of potent antiretroviral therapy for children in resource-rich countries, such as the UK. More data are required from resource-poor regions such as tropical Africa, but it is clear that the major differences reflect greater background risk for respiratory infection and very limited management options rather than specific aetiology.
| Introduction |
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Respiratory infection is the major cause of morbidity and mortality in children infected with human immunodeficiency virus (HIV)1
| Prevention of childhood HIV infection |
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By the end of 2000, UNAIDS estimated that 1.4 million children were living with HIV, of whom apprimately 600,000 were infected during 2000 alone, and 4.3 million had already died3
The rate of mother-to-child transmission prior to the advent of interventions in Europe and the US was around 1520%, compared with around 30% in Africa. Most of this difference is accounted for by breast-feeding which accounts for about one-third of transmission in Africa. Since 1995, mother-to-child transmission rates have decreased dramatically, due to wide-spread implementation of interventions including refraining from breast-feeding, the use of antiretroviral therapy for the mother and new-born and elective Caesarean section delivery5![]()
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. Mother-to-child transmission rates below 1% are currently reported among women on potent ART therapy with undetectable HIV viral load at delivery. Guidelines recommending the universal provision of antenatal HIV testing have been developed and implemented successfully in most Western countries9
. Thus, new paediatric HIV infections in industrialised countries are increasingly in children from countries with a high prevalence of HIV infection. In the UK, over 75% of seropositive new-borns are delivered to mothers born in sub-Saharan Africa, and approximately one-third of HIV-infected children were themselves born overseas10
.
As in industrialised countries, almost all childhood HIV infection in non-industrialised countries is acquired perinatally through mother-to-child transmission. In stark contrast, however, vertical transmission rates are around 30%. Antenatal care is often inadequate, maternal HIV status is usually not known, very few women have access to interventions and breast-feeding is almost universal. In the last 2 years, breakthrough clinical trials have demonstrated the efficacy of low cost ART regimens to reduce mother-to-child transmission, including the perinatal use of single dose nevirapine to the mother and neonate, costing only about $411
. Data from this Ugandan trial suggested that 3540% reduction in mother-to-child transmission could be maintained at 12 months even among breast-feeding women11
. Thus, in the last year, a number of implementation programmes have been established in African countries to undertake antenatal HIV testing and to offer ART to women to reduce mother-to-child transmission. Major implementation barriers including poor infrastructure exist in most countries and the issue of breast-feeding is unresolved. Breast-feeding results in about one-third of mother-to-child transmission in Africa, but alternatives to breast-feeding remain expensive, dangerous in the absence of clean water, and culturally unacceptable.
| Diagnosis of HIV infection in infancy |
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In well-resourced countries, the majority of HIV infected children can be diagnosed within the first month of life by use of DNA PCR techniques. HIV antibody is of no value in the first 1218 months of life as it is not possible to distinguish the child's antibody from maternal antibody acquired transplacentally. As PCR testing is technically difficult and expensive, the possibility of early diagnosis for HIV infected children in Africa is rarely available, and the sensitivity and specificity of clinical symptoms and signs to predict HIV infection is very limited in infancy in the African setting1
| HIV-related morbidity and mortality |
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In Europe and the US before the availability of antiretroviral therapy for children, around 2025% progressed to AIDS or died in infancy, most commonly from P.carinii pneumonia (PCP). Survival rates of 70% by 6 years and 50% by 9 years were reported from prospective cohorts. In a recent analysis of over 3000 HIV-infected children participating in clinical trials in the US before highly active antiretroviral therapy (HAART) became available, serious bacterial infections (rate 15.1/100 child-years; most commonly pneumonia 11/100 child-years) which occurred during all stages of HIV infection, and PCP (1.3/100 child-years) and Mycobacterium avium-intracellulare complex (MAIC) (1.8/100 child-years), which occurred in advanced disease, were the most common infections12
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Much less is known of the incidence and aetiology of HIV-related respiratory infection in Africa than in Europe or the US and survival is far worse1
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| Causes and management of respiratory infections |
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Bacterial pneumonia The respiratory tract is the most common site of bacterial infections, with approximately half being lower respiratory infections. Bacterial pneumonia was common in HIV-infected children in the US before the era of HAART and was more frequent than pneumonia due to opportunistic pathogens such as P.carinii even before the routine use of PCP prophylaxis with trimethoprim-sulfamethoxazole (Cotrimoxazole)12
The incidence of bacterial pneumonia and associated mortality was already high in non-industrialised countries prior to the HIV epidemic and the commonest cause was Strep. pneumoniae23
,24
. Similarly, the commonest isolate from blood culture of HIV-infected African children hospitalised with severe pneumonia is Strep. pneumoniae25![]()
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. A recent study from South Africa estimated the risk of invasive pneumococcal disease to be 40 times greater in HIV-infected children than in HIV-uninfected children25
. The range of other bacteria causing pneumonia in HIV-infected children is similar to that in HIV-uninfected children but also with greater frequency (Table 1). Staph. aureus has re-emerged as an important cause of pneumonia in South African children with HIV infection, particularly among those with a history of chronic lung disease25
,26
. Salmonella is an important invasive pathogen in tropical Africa particularly during the rainy season and is often HIV-related27
,28
. Gram-negative bacteria such as Klebsiella pneumoniae and Escherichia coli, which are common in malnourished children without HIV infection, are also common in HIV-infected children1
,19
,25
,26
. Although the case-fatality rate for severe acute pneumonia is up to 6 times higher than in HIV-uninfected children, this mainly reflects the impact of P.carinii pneumonia (PCP)25![]()
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. The outcome of pneumococcal pneumonia was similar between HIV-infected and -uninfected children except in those with advanced AIDS25
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. HIV-infected children are also prone to recurrent bacterial disease and infection with antibiotic-resistant organisms1
,29
. However, in vitro resistance does not necessarily affect treatment response for bacterial pneumonia.
In addition to prompt treatment with antibiotics, physiotherapy and nutritional support for those with chronic lung disease, strategies to reduce or prevent bacterial infections in general, and pneumococcal disease in particular, are a priority. H. influenzae type b (Hib) conjugate vaccine is now routinely given to children in most well-resourced countries and a study in the pre-HAART era showed that most HIV-infected children achieve Hib antibodies in the protective range, although levels were 10-fold lower than in HIV-uninfected children, and even lower in children with AIDS30
. Polysaccharide pneumococcal vaccine has been recommended for HIV-infected children, but there are no data from phase III trials and results of a Ugandan trial showing poor efficacy in HIV-infected adults is of concern31
. Pneumococcal conjugate vaccines may prove to be an important intervention for pneumococcal disease in HIV-infected children, even in the era of HAART, given the efficacy of this vaccine in preventing pneumococcal disease in normal children in clinical trials32
. Data are eagerly awaited from a current trial of a pneumococcal conjugate vaccine in South African children where HIV infection is common.
Pneumocystis carinii pneumonia (PCP)
There is now robust evidence from autopsy and clinical studies that PCP is a common cause of severe pneumonia and death in HIV-infected African infants18![]()
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,33
. PCP should be suspected in an infant between 26 months of age with marked respiratory distress, often with severe hypoxia, a poor response to standard first-line antibiotics and either a clear chest or diffuse rather than focal abnormalities on auscultation1
. The hypoxia is less responsive to oxygen than is bacterial pneumonia27
. PCP is a clinical diagnosis as confirmation requires technology such as fluorescent microscopy or PCR of broncho-alveolar secretions or nasopharyngeal aspirates and these are rarely available. The commonest abnormalities on chest radiograph are hyperinflation or a diffuse interstitial pattern but these are non-specific.
Recommended treatment includes high-dose intravenous (or oral if not available) cotrimoxazole, prednisone and oxygen but outcome is very poor27
,33
. Data from South Africa suggest that CMV pneumonitis not uncommonly occurs with PCP14
,20
. The outcome for these infants is even worse than among those with PCP alone, and there is suggestive evidence that administration of steroids may worsen CMV pneumonitis4
,34
. As mixed infections are common in HIV-infected children, initial treatment should include a recommended antibiotic for severe bacterial pneumonia even when PCP is strongly suspected1
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In resource-rich countries, PCP also presents most commonly in the first 6 months of life and before the era of HAART, had a very poor outcome, despite availability of intensive supportive care with ventilation, i.v. high dose cotrimoxazole and steroids36![]()
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. CD4 count was shown to have limited value in predicting development of PCP in infants, which often occurred even before the diagnosis of HIV. The recognition of this led to the 1995 revised guidelines recommending universal cotrimoxazole prophylaxis in all infants born to infected women from 6 weeks of age irrespective of CD4 cell count15
. This has contributed to the reduced incidence of PCP observed even before the advent of HAART8
,39
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Infants who recover from PCP can now expect to do very well clinically with normal development and growth, good recovery of CD4+ cell numbers and often undetectable viral load on HAART40
. This contrasts with previous experience where children surviving PCP often went on to develop HIV encephalopathy and other AIDS indicator diseases36
. However, even in the era of HAART, some babies with PCP will die of their initial lung disease before HAART can be given4
, stressing the value of diagnosing HIV in women antenatally. In the UK, PCP has also been reported to occur frequently with CMV disease in infants, the occurrence of dual infection being independently associated with breast-feeding and with mothers being born in Africa4
. Survival was significantly worse for infants with dual infection and, in contrast to previous studies, use of adjuvant corticosteroids was not associated with improved survival from PCP. This finding may be partly explained by the high prevalence of CMV co-infection in this study, as corticosteroids could adversely affect the course of CMV disease34
. These data suggest that infants developing PCP should be investigated for CMV infection and retinitis, especially if they were born to African mothers and were breast-fed. In addition, anti-CMV therapy with gangcyclovir should be strongly considered in infants with PCP and evidence of CMV infection, especially in those who receive adjuvant corticosteroids.
Prophylaxis against PCP and bacterial infections
In Europe and the US, cotrimoxazole is recommended for primary prophylaxis against PCP in children born to HIV-infected women, starting at 6 weeks of age and continuing until HIV infection status is shown to be negative15
. In infected children, it is recommended to stop after 12 months of age if the CD4+ cell count is over 750 cellssmm3
or 15% of total lymphocyte count. In Africa, UNAIDS recently made a recommendation that infants born to HIV-infected women should receive cotrimoxazole prophylaxis, as in the industrialised world35
. However, the majority of HIV-infected women currently remain undiagnosed, and although this strategy has been introduced with antenatal HIV testing programs in some areas of Africa, this not yet standard practice in most regions. In addition, there are concerns about increasing population levels of resistance against other pathogens and further research to evaluate this alongside implementation is required.
No trials have evaluated the efficacy of cotrimoxazole prophylaxis in reducing bacterial and other infections in children after the first year of life. In the early 1990s, two trials of intravenous immune globulin (IVIG) therapy in children reported reductions in the number of bacterial infections and hospital admissions in the IVIG arm, but no effect on HIV progression or survival41
,42
. This expensive and difficult therapy is no longer recommended for HIV-infected children. In the second IVIG trial, some children were also taking cotrimoxazole prophylaxis and, in a subset analysis, the benefit of IVIG was not observed. This provided some evidence of a protective effect of cotrimoxazole against bacterial infections. More recently, two placebo-controlled trials of cotrimoxazole in HIV-infected adults in West Africa reported reductions in infections caused by Isospora belli and malaria and decreased rates of pneumonia in the active arms43
,44
. Whether these results can be extrapolated to other parts of Africa remains unclear because, unlike West Africa at that time45
, high rates of cotrimoxazole resistance to bacteria and other organisms exist in many other countries. There are also concerns that widespread use of cotrimoxazole could cause cross-resistance with sulfamethoxazole-pyramethamine (Fansidar®) which has replaced chloroquine as first-line therapy for non-severe malaria in many African countries. Trials are on-going in adults and children with HIV infection in Zambia where there is a high rate of cotrimoxazole resistance to common bacteria causing pneumonia in adults and children.
Viral pneumonia
HIV infection is associated with an increased frequency and poorer outcome with viral pneumonia such as due to respiratory syncytial virus (RSV), influenza, parainfluenza, adenovirus and measles46
,47
. Characteristics of RSV infection in HIV-infected children are that the typical presentation of bronchiolitis with wheeze is less common while secondary bacterial pneumonia is more common and there is a higher case-fatality rate than in HIV-uninfected children. Cytomegalovirus (CMV) may occur with PCP4
and was a common finding at autopsy in the lungs of HIV-infected infants18
,20
. CMV was cultured from respiratory secretions from 14% of HIV-infected children with severe pneumonia in Cape Town26
. HIV-infected children with immunosuppression may develop giant cell pneumonia due to varicella, although this is rare in early stages of HIV. Autopsy and clinical studies have found that mixed viral and bacterial pneumonia is common1
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Pulmonary tuberculosis
HIV-infected children are susceptible to tuberculosis (TB) but the incidence of TB is low in the US and Europe compared to other HIV-related disease12
,21
. TB is very common in African adults as a result of the HIV epidemic and young children are at particular risk of developing disease following exposure to a case of smear-positive pulmonary tuberculosis (PTB). Thus, HIV-infected African children are at risk for TB because of immunosuppression and also because they are more likely to have close contact with smear-positive PTB than HIV-uninfected children because PTB is the commonest HIV-related disease in their parents1
,48
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There has been considerable difficulty in estimating the association between HIV and TB in African children for two main reasons1
. First, the clinical and radiological picture of lymphocytic interstital pneumonitis (see below) with secondary bacterial infection in HIV-infected older children may mimic PTB. Second, it is difficult to confirm PTB in most children in resource-poor regions and HIV infection has further reduced the sensitivity or specificity of clinical diagnostic criteria such as history of contact, chronic symptoms, reactive tuberculin test and response to anti-tuberculosis therapy1
,48
,49
. Consequently, HIV-infected children with chronic respiratory disease are often misdiagnosed as smear-negative PTB and occasionally vice versa. It is clear that the incidence of PTB in HIV-infected African children is lower than other HIV-related respiratory infections such as recurrent bacterial pneumonia or PCP and is also lower than the incidence in HIV-infected African adults.
Notwithstanding, childhood TB is much more common in Africa than in the US or UK and the numbers are increasing because TB control among adults has worsened. Further, there is now good evidence that in regions where childhood HIV infection is common, HIV prevalence is high among children with TB, including those with confirmed PTB25
,26
,48
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. The extent of TBsHIV co-infection in children varies between regions and important factors include childhood HIV prevalence, the severity of the TB epidemic among the adult population and the prevalence of TBsHIV co-infection in adults.
The clinical presentation of PTB and radiographic abnormalities are similar in HIV-infected and HIV-uninfected children1
,48
,49
. The tuberculin test is less sensitive but may still be useful. Response to antituberculosis therapy may be poorer in HIV-infected children, particularly in those with advanced disease48
. Thiacetazone should not be used as there is a high risk of a severe and often fatal Stevens-Johnson reaction. The value of prophylaxis given to HIV-infected household contacts of cases of smear-positive PTB has not been studied. None-the-less, giving isoniazid prophylaxis to young children in households with open PTB would be desirable.
M. tuberculosis has been reported infrequently in HIV-infected children in Europe or the US. However, PTB has been reported as the most common AIDS diagnosis in adults in the UK who acquired HIV in Africa, and children of these adults are clearly at risk. The question of BCG (Bacille Calmette-Guérin) vaccination for babies of immigrant African mothers with HIV has been debated in the UK. While the risk-benefit ratio would favour routine BCG in babies irrespective of the HIV status of the mother in the African setting, the balance would be against it in most parts of Europe and the US where the risk of BCG-osis, although small, is present for babies with rapid disease progression. However, in parts of the UK, with large African immigrant populations, and where children may be likely to travel back to Africa, the benefit may outweigh the small risk to the infected child. BCG immunisation is almost universal in African countries and yet BCG disease is rare even in HIV endemic regions.
Non-tuberculous mycobacterial infections are uncommon in the era of HAART and only occur with very low CD4 cell counts. The most common organism in this group is MAIC which causes around 90% of identified infections50
. It usually presents with systemic disease and rarely as respiratory disease alone. Respiratory distress with nodular infiltrates on CXR may occur.
Lymphocytic interstitial pneumonitis
Lymphocytic interstitial pneumonitis (LIP; Table 3) is characterised by extensive lymphocytic infiltration of the pulmonary interstitium. It occurs almost exclusively in HIV-infected children and Epstein-Barr virus (EBV) is thought to be important in the pathogenesis. LIP usually present after 2 years of age and is common in African children1
,19
,49
,51
. LIP presents with a broad spectrum of clinical and radiological disease and is often confused with TB. Thus, many children present with chronic respiratory disease but a poor response to anti-TB therapy. Clinical features that are often associated with LIP include generalised and symmetrical lymphadenopathy, bilateral chronic non-tender parotid swelling, digital clubbing and hepatomegaly. Typical radiographic findings are diffuse bilateral reticulonodular infiltrates so it can be misdiagnosed as miliary TB (Fig. 1).
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Confirmation of diagnosis requires a lung biopsy which is rarely undertaken. Lung histology shows considerable changes in lung architecture with invasion of alveolae with CD8 cells (Fig. 2 and Plate 2 on page 150). A bronchoscopy study with biopsy of South African children found that LIP was the commonest abnormality in HIV-infected children with chronic respiratory symptoms and was more common than PTB51
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In Europe and the US, LIP has been reported to occur in approximately 2030% of vertically HIV-infected children22
Other causes of respiratory disease
Malignant lymphoma has been reported to occur approximately 1000 times more frequently than in HIV-uninfected children52
, and as in adults with HIV, a decline with the advent of HAART may occur. Lymphomas are usually of the B-cell type and most frequently affect the brain, but have also been reported in the nasopharynx, soft palate, and tonsillar areas. In a case-control study in Uganda, Burkitt's lymphoma was 7.5 times more common in HIV-infected compared with uninfected children, and HIV infection was associated with a considerable increase in risk from Kaposi's sarcoma (OR 94.9), which in this endemic form, may also affect the lungs53
. Mucosa-associated lymphoid tissue has been reported in association with LIP, but this is rare.
| Conclusions |
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This review has emphasised the importance of respiratory infections in HIV-infected children. Common causes of acute pneumonia include the usual respiratory pathogens of childhood such as pneumococcus or RSV that occur more frequently and more severely, and opportunistic pathogens such as P.carinii and CMV, that are often fatal. LIP is a common cause of chronic, recurrent respiratory disease in HIV-infected children and PTB is common in regions of high TB endemicity. The implementation of preventive strategies has successfully and dramatically reduced mother-to-child transmission of HIV infection in industrialised countries, and the incidence of PCP in HIV-infected infants. The advent of potent ART has increased survival and changed the pattern of morbidity. Although not as well documented, data are emerging that suggest that the pattern of respiratory infections in HIV-infected children in the non-industrialised world is not markedly different from that which occurred in the industrialised world before ART was available and PCP prophylaxis to HIV-exposed infants was routine. The major differences from well-resourced countries are the scale of the problem, the frequent early morbidity and poor survival, the limited diagnostic and therapeutic options, and the inadequacy of the health care infrastructure to implement effective prevention strategies. It is to be hoped that with the recent call for therapies for HIV to be made available at affordable prices in resource-poor countries most heavily affected by HIV, that implementation programmes and the necessary infrastructure both to reduce mother-to-child transmission and to provide, sustainably, treatment for HIV-infected children and adults will be a priority for governments, international organisations and research institutions around the world.
| Footnotes |
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Correspondence to: Dr SM Graham, Wellcome Trust Research Laboratories, PO Box 30096, Blantyre 3, Malawi, Email: GrahamSt{at}sesahs.nsw.gov.au or Di.Gibb{at}ctu.mrc.ac.uk
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