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British Medical Bulletin 68:259-275 (2003)
© 2003 Oxford University Press
Risks associated with ionizing radiation
Environmental pollution and health
Department of Epidemiology and Public Health, Imperial College Faculty of Medicine, St Marys Campus, London, UK
Correspondence to: Dr MP Little, Department of Epidemiology and Public Health, Imperial College Faculty of Medicine, St Marys Campus, Norfolk Place, London W2 1PG, UK. E-mail: mark.little{at}imperial.ac.uk
| Abstract |
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This paper reviews current knowledge on the deterministic and stochastic risks (the latter including the risk of cancer and of hereditary disease) associated with exposure to ionizing radiation. Particular attention is paid to cancer risks following exposure to man-made low linear energy transfer radiation. Excess cancer risks have been observed in the Japanese atomic bomb survivors and in many medically and occupationally exposed groups. In general, the relative risks among Japanese survivors of atomic-bomb explosions are greater than those among comparable subsets in studies of medically exposed individuals. Cell sterilization largely accounts for the discrepancy in relative risks between these two populations, although other factors may contribute, such as the generally higher underlying cancer risks in the medical series than in the Japanese atomic bomb survivors. Risks among occupationally exposed groups such as nuclear workforces and underground miners are generally consistent with those observed in the Japanese atomic bomb survivors.
| Introduction |
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Risks associated with ionizing radiation have been known for almost as long as ionizing radiation itself: within a year of the discovery of X-rays by Röntgen, skin burns had been reported1,
| Types of ionizing radiation, sources of exposure, units |
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Ionizing radiation is any electromagnetic wave or particle that can ionize, that is remove an electron from, an atom or molecule of the medium through which it propagates. The process of ionization in living material necessarily changes atoms and molecules, at least transiently, and may thus damage cells. If cellular damage occurs and is not adequately repaired, the cell may not survive, reproduce or perform its normal function. Alternatively, it may result in a viable but modified cell, which may go on to become cancerous if it is a somatic cell, or lead to inherited disease if it is a germ cell.
The basic quantity used to measure absorbed dose from ionizing radiation is the gray (Gy), defined as 1 J of initial energy (of charged particles released by the ionization events) per kg of tissue4
. The biological effects per unit of absorbed dose differ with the type of radiation and the part of the body exposed, so that a weighted quantity called the effective dose is used, for which the measure is the sievert (Sv)4
. Low linear energy transfer (LET) radiation (photons, electrons, muons) is assigned a radiation weighting factor of 1, whereas high LET radiation (neutrons, protons,
-particles) is assigned radiation weighting factors of between 5 and 20, depending on the energy of the particles5
. A related concept is that of relative biological effectiveness (RBE) of a given dose Dq of some specified type q of radiation, which is defined as RBEq(Dq) = Dr/Dq where Dr is the dose of the reference radiation (usually X-rays or gamma rays) required to produce the same biological effect6,
7
. Since it is a ratio of doses it is a scalar quantity, without units.
All living organisms are continually exposed to ionizing radiation, for example from cosmic and terrestrial gamma rays, ingestion of potassium-40 and radon exposure. Worldwide, the average human exposure to radiation from natural sources is 2.4 mSv per year, about half of which is due to the effects of radon daughters4
. Diagnostic medical exposures add about 0.4 mSv per year to this figure, atmospheric nuclear testing about 0.005 mSv per year, the Chernobyl accident 0.002 mSv per year, and nuclear power production about 0.0002 mSv per year4
. Further details on the typical range of these figures, and how they have changed over time, are given in Table 1. These figures should be compared with the average colon dose of 0.2 Sv, and a maximum in excess of 5 Sv, that the proximally exposed groups received in the Japanese atomic bomb survivors Life Span Study (LSS) cohort8
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| Health effects |
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Deterministic effects Deterministic effects generally occur only after high-dose acute exposure (mostly >0.1 Gy, see Table 2) and are characterized by non-linear doseresponses, with a threshold dose below which the effect is not observed. Because of these features, deterministic effects are of most relevance in radiotherapy; normal tissue therapy doses are limited to avoid these effects. Deterministic effects are thought to arise from the killing of large groups of cells in the tissues concerned, leading to functional deterioration in the organs affected. Deterministic effects generally arise within days (e.g. prodromal syndrome, gastrointestinal syndrome, central nervous system syndrome) or weeks (e.g. haematopoietic syndrome, pulmonary syndrome) of exposure; however, certain deterministic effects (e.g. cataracts, hypothyroidism) are manifest only over periods of years or more9
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Although equation (1) is thought to describe most deterministic effects, there are certain effects for which it does not apply. Particularly problematic in this respect are severe mental retardation and reduction in IQ following irradiation of the fetus. Otake et al11
and Otake and Schull12
observed a dose-related increase in severe mental retardation in those exposed in utero as a result of the atomic bomb explosions in Hiroshima and Nagasaki. This was particularly marked for those exposed in the period 815 weeks post-conception. A threshold in the region of 0.10.3 Gy was indicated11,
12
. There was a linear reduction in IQ with increasing uterine dose in the atomic bomb survivors, although thresholds of at least 0.1 Gy are consistent with the data12
.
Stochastic effects
Stochastic effects are the main late health effects that are expected to occur in populations exposed to ionizing radiation; somatic risks dominate the overall estimate of health detriment. For both somatic and genetic effects the probability of their occurrence, but not their severity, is taken to depend on the radiation dose. The doseresponse may be non-linear, as for deterministic effects. However, in contrast to the situation for deterministic effects, for most stochastic effects it is generally accepted that at sufficiently low doses there is a non-zero linear component to the doseresponse i.e. there is no threshold. There is little evidence, epidemiological13![]()
15
or biological16
, for thresholds for stochastic effects.
Heritable genetic effects
The heritable genetic risks associated with radiation exposure are estimated directly from animal studies in combination with data on baseline incidence of disease in human populations17
. There are no usable human data on radiation-induced germ cell mutations, let alone induced genetic diseases, and the results of the largest and most comprehensive of human epidemiological studies, namely that carried out on the children of the Japanese atomic bomb survivors, are negative; there are no statistically significant radiation-associated adverse hereditary effects in this cohort18
. The data on the induction of germline mutations at human minisatellite loci19,
20
, although of importance from the standpoint of direct demonstration of radiation-induced heritable genetic changes in humans, are not suitable for risk estimation, because they occur in non-coding DNA and are not associated with heritable disease17
.
Simple linear models of dose are generally employed to model genetic effects. For example, the preferred risk model used in the 2001 report of the United Nations Scientific Committee on the Effects of Atomic Radiation (UNSCEAR)17
assumes that the excess heritable genetic risk for disease class i associated with a dose D of radiation to the parental gonads is given by:
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Somatic effects (cancer)
Most of the information on radiation-induced cancer risk comes from (a) the Japanese atomic bomb survivors, (b) medically exposed populations and (c) occupationally exposed groups16
. The LSS cohort of Japanese atomic bomb survivors is unusual among exposed populations in that both genders and a wide range of ages were exposed, comparable with those of a general population8
. Most medically treated groups are more restricted in the age and gender mix. For example, the International Radiation Study of Cervical Cancer patients (IRSCC), a cohort of women followed up after treatment for cancer of the cervix, were all treated as adults, most above the age of 4021,
22
. Organ doses among those treated with radiotherapy tend to be higher than those received by the Japanese atomic bomb survivors, although there are some exceptions, e.g. breast doses in the IRSCC patients22
. Occupationally exposed groups are also more restricted in their age and gender mix. For example, the cohorts of workers exposed in the nuclear industry23,
24
are overwhelmingly male and exposed in adulthood, as are the groups of underground miners25
. For these reasons, most standard setting bodies5,
16,
26,
27
use the LSS as the basis for estimates of population cancer risk associated with exposure to low LET radiation. For certain cancer sites and types of radiation exposures, other groups are occasionally used; in particular for high LET (
-particle) exposure to the lung, underground miners are used25
, and for breast, bone and liver cancer, certain therapeutically exposed groups are sometimes employed27
. However, lung cancer risks estimated for the miners by applying those estimated in the LSS in combination with the current ICRP dosimetric model28
are close to those that can be estimated directly29,
30
.
Temporal patterns of risk for radiation-induced cancer
One of the principal uncertainties that surround the calculation of population cancer risks from epidemiological data results from the fact that few radiation-exposed cohorts have been followed up to extinction. For example, 52 years after the atomic bombings of Hiroshima and Nagasaki, about half of the survivors were still alive8
. In attempting to calculate lifetime population cancer risks, it is therefore important to predict how risks might vary as a function of time after radiation exposure, in particular for that group for whom the uncertainties in projection of risk to the end of life are most uncertain, namely those who were exposed in childhood.
Analyses of solid cancers in the LSS and other exposed groups have found that the radiation-induced excess risk can be approximately described by a constant relative risk model5
. The time-constant excess relative risk (ERR) model assumes that if a dose of radiation is administered to a population, then, after some latent period, there is an increase in the cancer rate, the excess rate being proportional to the underlying cancer rate in an unirradiated population. For leukaemia, this model provides an unsatisfactory fit, and consequently a number of other models have been used for this group of malignancies, including one in which the excess cancer rate resulting from exposure is assumed to be constant rather than proportional to the underlying rate, i.e. the time-constant excess absolute risk (EAR) model10
.
It is well known that for all cancer subtypes (including leukaemia) the ERR diminishes with increasing age at exposure16
(Figs 1 and 2). For those irradiated in childhood, there is evidence of a reduction in the ERR of solid cancer 25 or more years after exposure8,
31![]()
33
(Fig. 1). Therefore, even for solid cancers, various factors have to be employed to modify the ERR. For many solid cancers, a generalized relative risk model is commonly used, in which the cancer rate t years after exposure for gender s following exposure at age e to a dose D of radiation is given by:
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(t, e, s) describes the modification to the ERR, F(D), as a function of time since exposure t, age at exposure e, and gender s.
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For leukaemia, neither the time-constant EAR model nor the time-constant ERR model fits well (Fig. 2). For reasons largely of ease of interpretation, Preston et al34
present most of their analyses of the LSS leukaemia incidence dataset using a generalized absolute risk model, in which the cancer rate t years after exposure for gender s following exposure at age e to a dose D of radiation is given by:
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(t, e, s) describes the modification to the EAR, F(D), as a function of time since exposure t, age at exposure e and gender s.
Given appropriate forms of the modifying functions
(t, e, s) and
(t, e, s) of the relative and absolute risk, respectively, equivalently good fits to the leukaemia incidence dataset were achieved using both generalized ERR and generalized EAR models34
. It is to some extent arbitrary which of these two models one uses. However, as can be seen from Table 3, models with equivalent fit can yield very different risks. The reason for this is that, as noted above, about half the LSS cohort are still alive8
, so that population risk calculations based on this dataset (used by many scientific committees5,
16,
26,
27
) crucially depend on extrapolating the current mortality and incidence follow-up of this group to the end of life. Uncertainties due to risk projection are greatest for solid cancers, because the radiation-associated excess risk in the LSS is still increasing8,
33
. For leukaemia, the excess risk is reducing over time34
and most models used predict very few radiation-associated leukaemia deaths or cases from the current follow-up point in the LSS to extinction.
UNSCEAR16
used a variety of generalized ERR models, linear in dose, for solid cancer risk calculations, including one in which the ERR varied with age at exposure and gender, and one in which the ERR varied with attained age and gender (Table 3). As shown in Table 3, the model with the ERR varying according to attained age yields slightly lower risks than the model in which the ERR varies with age at exposure. For leukaemia, UNSCEAR16
used a generalized EAR model, linear-quadratic in dose, in which the EAR varied with age at exposure, time since exposure and gender (Table 3).
Forms of cancer doseresponse
It has been customary to model the doseresponse function F(D) that appears in Expressions (4) and (5) in fits to biological35
and epidemiological data16
by the linear-quadratic expression:
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Another form of doseresponse, perhaps less commonly used, slightly generalizes Expression (6):
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D + ßD2 component represents the effect of (carcinogenic) mutation induction, while the exp(
· D) term represents the effect of cell sterilization or killing. In general, the cell sterilization coefficient g is <0. Essentially, this is saying that there is a competing effect due to cell killing which is greater at higher radiation doses. A dead cell cannot proliferate and become the focus of a malignant clone. Variant forms of the cell-sterilization term exp(
· D), incorporating higher powers of dose D, i.e. exp(
· Dk) for k > 1, are sometimes employed35,
Although it is generally assumed that protraction of radiation dose results in a reduction of effect (i.e. DDREF > 1), largely as a result of the extra time this allows for cellular repair processes to operate, there are biological mechanisms that could result in health effects increasing when dose is protracted (i.e. DDREF < 1). Bystander effects, whereby cells that are not directly exposed to radiation exhibit adverse biological effects, have been observed in a number of experimental systems16
. The bystander effect implies that the doseresponse after broad-beam irradiation could be highly concave at low doses because of saturation of the bystander effect at high doses, so that predictions of low-dose effects obtained by linear extrapolation from data for high-dose exposures would be substantial underestimates. Recently, Brenner et al43
proposed a model for the bystander effect based on the oncogenic transformation data of Sawant et al44
and Miller et al45
for in vitro exposure of C3H 10T
cells to a-particles. Brenner et al43
discussed evidence from experimental systems that would be consistent with the linear extrapolation of high-dose effects to low doses underestimating oncogenic transformation rates by a factor of between 60 and 3000. However, Little and Wakeford46
assess the ratio of the lung cancer risk among persons exposed to low (residential) doses of radon daughters to that among persons (underground miners) exposed to high doses of radon daughters to lie in the range 24, with an upper 95% confidence limit of about 14, and a lower 95% confidence limit of less than 1. This implies that low dose-rate lung cancer risks associated with a-particle exposure are not seriously underestimated by extrapolation from the high-dose miner data, and that the bystander effect observed in the C3H 10T
cell system cannot play a large part in the process of radon-induced lung carcinogenesis in humans46
.
Projection of cancer risk across populations
Associated with the issue of projection of cancer risk over time is that of projection of cancer risk between two populations with differing underlying susceptibilities to cancer. Analogous to the constant relative-risk time projection model is the multiplicative transfer of risks, in which the ratio of the radiation-induced excess cancer rates to the underlying cancer rates in the two populations is assumed to be identical. Similarly, akin to the absolute-risk time projection model is the additive transfer of risks, in which the radiation-induced excess cancer rates in the two populations are assumed to be identical. The data that are available suggest that there is no simple solution to the problem47
. For example, there are weak indications that the ERRs of stomach cancer following radiation exposure may be more comparable than the EARs in populations with different background stomach cancer rates47
. Comparison of breast cancer risks observed in the Japanese atomic bomb survivor incidence data and those in various medically exposed populations, many from North America and Europe, where underlying breast cancer rates are higher than in Japan, suggests that ERRs are rather higher in the LSS than those in the medically irradiated groups, but (time- and age-adjusted) EARs are more similar48,
49
. The observation that gender differences in solid tumour ERR are generally offset by differences in gender-specific background cancer rates47
might suggest that EARs are more alike than ERRs. Taken together, these considerations suggest that in various circumstances, relative or absolute transfers of risk between populations may be advocated or, indeed, the use of some sort of hybrid approach such as that employed by Muirhead and Darby50
and Little et al51
. Table 3 illustrates the effect of transporting either the absolute risk or the relative risk for solid cancers on the population risk for a UK population. As can be seen, for solid tumours in aggregate the transfer of absolute risk results in slightly lower risks than the transfer of relative risk. However, the differences can be much greater (and in different directions) for specific types of solid tumour.
ERRs in medically exposed groups are generally lower than those in age-, gender- and interval-of-follow-up-matched subsets of the Japanese atomic bomb survivors52,
53
. The most striking discrepancies between the ERRs in the medical series and in the LSS were for leukaemia52,
53
. The discrepancy between the LSS and radiotherapy ERRs for leukaemia and various other sites can be largely explained by cell-sterilization effects52,
53
. This finding is supported by a joint analysis of leukaemia in the LSS34
, in a group of women treated for cervical cancer21
, and in a group treated for ankylosing spondylitis41
, which found evidence of a quadratic-exponential doseresponse for all radiogenic leukaemia subtypes, with no significant differences between the doseresponse in the LSS and the two medical series42
.
Radiogenic cancer risks derived from groups of nuclear workers are generally consistent with those obtained from the LSS23,
24
. For example Muirhead et al24
estimate that the ratio of the leukaemia ERR coefficient in the UK nuclear workers to that in the LSS is 1.18 (90% CI <0, 3.73), and the corresponding ratio for all malignant neoplasms excluding lung cancer and leukaemia is 0.89 (90% CI <0, 3.65). The ratio of lung cancer risk coefficients in the LSS and the Colorado Plateau uranium miners is very close to the value suggested by the latest ICRP28
model of lung dosimetry30
.
Interaction of radiation-associated cancer risk with chemotherapy
Factors confounded with radiation dose are present in many treatment regimens in medically exposed groups, and in the most recent cases treated occur as a clinically necessary requirement. The most important confounding factor is chemotherapy at some time before, during, or after radiotherapy. This has recently been reviewed elsewhere52,
54
. There is limited quantitative information to assess this interaction, and no marked differences in ERR have been noted between patients receiving and those not receiving adjuvant chemotherapy52,
54
. However, radiogenic EARs are higher in some chemotherapy-treated groups than those among patients not so treated54
.
Interaction of radiation-associated cancer risk with smoking and other lifestyle factors
There is limited information on interaction of ionizing radiation with lifestyle factors. In particular, few studies of medically-exposed groups have high-quality information on smoking. Inskip et al55
found that, after adjustment for smoking status, the ERR associated with radiotherapy changed only marginally. Davis et al56
observed a statistically significant excess risk of lung cancer only among radiation-unexposed patients with an unknown smoking history. The smoking information in both of these studies was limited to knowledge of whether or not the person had ever been a smoker. Much better information on smoking status was collected by van Leeuwen et al57
, who observed a stronger trend of lung-cancer risk with radiotherapy dose among people who had more than 1 pack-year of cigarette exposure than in those smoking less than this amount; the interaction between the effects of radiation and cigarette smoke on lung-cancer risk was roughly multiplicative. In the LSS smoking and radiation interact additively on the ERR58
. Analysis of lung cancer in relation to radon daughter and cigarette-smoke exposure in various cohorts of underground miners suggests that the interaction of radon daughters and cigarette smoke is intermediate between additive and multiplicative in the effects on relative risk of lung cancer25,
30
, although the quality of the smoking information is poor. Evidence for interaction of ionizing radiation with other lifestyle factors has been reviewed by UNSCEAR16
.
Interaction of radiation-associated cancer risk with cancer-prone disorders
There is limited information on interactions of radiotherapy and cancer-prone conditions in relation to second-cancer risk in studies of people treated for cancer, and this has been reviewed elsewhere52,
54
. The published data indicate that second-cancer ERR was somewhat lower among patients with a familial cancer syndrome than among those patients without52,
54
. Although there are indications of rather lower radiogenic ERRs among people with cancer-prone disorders, the radiogenic EARs can be higher52,
54
. As discussed above, the fact that ERRs are lower in people with cancer-prone disorders is consistent with a more general pattern observed in epidemiological data, whereby higher underlying cancer risks are to some extent offset by lower radiogenic cancer ERRs16
.
Non-cancer late health effects
There is emerging evidence of excess risks of non-cancer late health effects in the LSS8,
59
. In particular, excess radiation-associated mortality due to circulatory, digestive and respiratory diseases has been observed in this cohort8,
59
. However, the form of the doseresponse is uncertain8,
59
, and there is little evidence of elevated non-cancer risks in other exposed groups16
, so that it may be premature to use these data to estimate low dose risks for a general population.
| Key points for clinical practice |
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- Except in radiotherapy, where deterministic effects may arise, stochastic effects, and particularly cancer in the directly exposed population, are the principal adverse health effects of exposure to ionizing radiation. Most information on cancer risk is derived from the survivors of the Japanese atomic bomb explosions.
- In general, the radiation-associated excess relative risks among the
Japanese atomic bomb survivors are greater than those among
medically-exposed individuals, although excess absolute risks can
be higher in the medically-exposed groups.
- There is no evidence of higher radiation-associated excess relative risk among those with cancer-prone disorders, although excess absolute risks can be higher in these cancer-prone groups.
- Risks among occupationally exposed groups such as nuclear workforces and underground miners are generally consistent with those observed in
the Japanese atomic bomb survivors.
| Acknowledgements |
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The author is grateful for the detailed and helpful remarks of Dr Richard Wakeford, Dr David Lloyd, Mr Alan Edwards, Dr Monty Charles, Dr E. Janet Tawn, Professor Krishnaswami Sankaranarayanan, Dr Colin Muirhead, Dr Mike Joffe and a referee. This work was funded partially by the European Commission under contract FIGD-CT-20000079. This paper makes use of data obtained from the Radiation Effects Research Foundation (RERF) in Hiroshima, Japan. RERF is a private foundation funded equally by the Japanese Ministry of Health and Welfare and the US Department of Energy through the US National Academy of Sciences. The conclusions in this paper are those of the author and do not necessarily reflect the scientific judgement of RERF or its funding agencies.
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age at exposure < 35years and age at exposure
35) as a function of time since exposure (taken from Ref. 51). In particular, this shows a reduction of excess relative risk with increasing age after exposure, and a reduction of excess relative risk with increasing time after exposure for those exposed in childhood (age at exposure < 15).




